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Nuveen ESG Small-Cap ETF
NUSC

83 hedge funds and large institutions have $228M invested in Nuveen ESG Small-Cap ETF in 2020 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 37 increasing their positions, 15 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

147% more repeat investments, than reductions

Existing positions increased: 37 | Existing positions reduced: 15

100% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 6

14% more capital invested

Capital invested by funds: $199M → $228M (+$28.2M)

8% more funds holding

Funds holding: 77 → 83 (+6)

1.6% less ownership

Funds ownership: 69.43% → 67.83% (-1.6%)

Holders
83
Holders Change
+6
Holders Change %
+7.79%
% of All Funds
1.67%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
12
Increased
37
Reduced
15
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
TF
TIAA FSB
Florida
+$6.45M
2
Bank of America
Bank of America
North Carolina
+$1.93M
3
MWM
Mission Wealth Management
California
+$1.23M
4
UBS Group
UBS Group
Switzerland
+$918K
5
WS
Wedbush Securities
California
+$600K

Top Sellers

Rank Fund Capital Flow
1
BWP
BSW Wealth Partners
Colorado
-$763K
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$625K
3
SA
Stewardship Advisors
Pennsylvania
-$469K
4
EFSCE
Enterprise Financial Services Corp (EFSC)
Missouri
-$296K
5
MWA
MFA Wealth Advisors
Pennsylvania
-$256K
Name Holding Trade Value Shares
Change 		Change in
Stake
Fidelity Investments
76
Fidelity Investments
Massachusetts
$4K – – –
SPIA
77
Steward Partners Investment Advisory
New York
$4K +$3.88K +133 New
HGWM
78
Harvest Group Wealth Management
Massachusetts
$3K -$2.45K -84 -44%
TIM
79
Tortoise Investment Management
New York
$3K +$2.98K +102 New
GEA
80
Glen Eagle Advisors
New Jersey
$2.4K +$2.36K +81 New
Rockefeller Capital Management
81
Rockefeller Capital Management
New York
$2K +$1.81K +62 +365%
CFD
82
Creative Financial Designs
Indiana
$1K – – –
Susquehanna International Group
83
Susquehanna International Group
Pennsylvania
– -$625K -22,765 Closed
EFSCE
84
Enterprise Financial Services Corp (EFSC)
Missouri
– -$296K -10,153 -100%
MWA
85
MFA Wealth Advisors
Pennsylvania
– -$256K -9,332 Closed
AGA
86
Arkos Global Advisors
Texas
– -$252K -9,160 Closed
CAN
87
Cetera Advisor Networks
California
– -$25K -897 Closed
PG
88
Proffitt & Goodson
Tennessee
– -$10K -348 Closed
PA
89
Procyon Advisors
Connecticut
– -$6K -232 Closed
SWM
90
Sugarloaf Wealth Management
Georgia
– +$21.4K +734 New
1 2 3
4

NUSC Hedge Fund Activity: Q3 2020 in Review

83 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Small-Cap ETF (NUSC) for Q3 2020, worth a combined $228M — up 14% from $199M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new NUSC positions and 6 closed out — a net gain of 6 holders — while 37 added to existing stakes and 15 trimmed.

The largest buyer was TIAA FSB, adding an estimated $6.45M. The largest seller was BSW Wealth Partners, cutting an estimated $763K.

  • 83 institutional investors held Nuveen ESG Small-Cap ETF (NUSC) as of Q3 2020, up from 77 in Q2 2020.
  • Funds reported $228M of Nuveen ESG Small-Cap ETF stock for Q3 2020, up 14% quarter-over-quarter.
  • 12 funds opened new Nuveen ESG Small-Cap ETF positions in Q3 2020 and 6 closed out, a net change of +6 holders.
  • The largest Nuveen ESG Small-Cap ETF buyer in Q3 2020 was TIAA FSB, an estimated $6.45M added.
  • The largest Nuveen ESG Small-Cap ETF seller in Q3 2020 was BSW Wealth Partners, an estimated $763K sold.

Based on aggregated 13F filings for Q3 2020.