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Nuveen ESG Small-Cap ETF

206 hedge funds and large institutions have $633M invested in Nuveen ESG Small-Cap ETF in 2022 Q4 according to their latest regulatory filings, with 37 funds opening new positions, 85 increasing their positions, 63 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

429% more first-time investments, than exits

New positions opened: 37 | Existing positions closed: 7

50% more funds holding in top 10

Funds holding in top 10: 23 (+1)

35% more repeat investments, than reductions

Existing positions increased: 85 | Existing positions reduced: 63

14% more funds holding

Funds holding: 181206 (+25)

9% more capital invested

Capital invested by funds: $583M → $633M (+$50.8M)

1.42% more ownership

Funds ownership: 69.48%70.89% (+1.4%)

Holders
206
Holders Change
+25
Holders Change %
+13.81%
% of All Funds
3.31%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.05%
New
37
Increased
85
Reduced
63
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
ASN
51
Advisory Services Network
Georgia
$1.42M +$99.1K +2,840 +7%
SHGA
52
Sand Hill Global Advisors
California
$1.41M +$497K +14,245 +53%
WFAG
53
Wescott Financial Advisory Group
Pennsylvania
$1.1M -$4.64K -133 -0.4%
KFAA
54
Klaas Financial Asset Advisors
Illinois
$1.09M +$60.4K +1,731 +6%
WP
55
WealthShield Partners
North Carolina
$1.09M +$43.4K +1,245 +4%
APP
56
Avantax Planning Partners
Iowa
$1.06M +$51.9K +1,487 +5%
FCG
57
Financial Connections Group
California
$1.05M +$1.07M +30,740 New
JMPWA
58
JP Morgan Private Wealth Advisors
California
$1.02M +$25.7K +736 +3%
WTC
59
WhitTier Trust Company
Nevada
$1M +$63.2K +1,810 +7%
UB
60
UMB Bank
Missouri
$955K -$11.1K -318 -1%
DC
61
DeDora Capital
California
$944K +$469K +13,454 +95%
BC
62
Brio Consultants
California
$914K +$85.7K +2,456 +10%
WCFA
63
Walkner Condon Financial Advisors
Wisconsin
$910K +$195K +5,599 +27%
AFA
64
Arlington Financial Advisors
California
$867K -$36.4K -1,044 -4%
MD
65
Money Design
Japan
$832K +$850K +24,350 New
SCA
66
Scott Capital Advisors
Oregon
$830K +$837 +24 +0.1%
Lido Advisors
67
Lido Advisors
California
$829K -$731K -20,935 -46%
HI
68
Harbour Investments
Wisconsin
$823K +$27.6K +790 +3%
AA
69
Addison Advisors
Vermont
$814K -$10.7K -308 -1%
TRCT
70
Tower Research Capital (TRC)
New York
$786K -$737K -21,117 -48%
Susquehanna International Group
71
Susquehanna International Group
Pennsylvania
$765K -$476K -13,650 -38%
CI
72
CX Institutional
Indiana
$758K +$268K +7,682 +53%
NYLIM
73
New York Life Investment Management
New York
$742K +$205K +5,870 +37%
PSCM
74
Per Stirling Capital Management
Texas
$726K +$741K +21,232 New
VAS
75
Vestmark Advisory Solutions
Massachusetts
$718K +$35.5K +1,017 +5%

NUSC Hedge Fund Activity: Q4 2022 in Review

206 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Small-Cap ETF (NUSC) for Q4 2022, worth a combined $633M — up 8.7% from $583M a quarter earlier.

Buyers outnumbered sellers: 37 funds opened new NUSC positions and 7 closed out — a net gain of 30 holders — while 85 added to existing stakes and 63 trimmed.

The largest buyer was Ameriprise, adding an estimated $3.8M. The largest seller was Bank of America, cutting an estimated $20.9M.

  • 206 institutional investors held Nuveen ESG Small-Cap ETF (NUSC) as of Q4 2022, up from 181 in Q3 2022.
  • Funds reported $633M of Nuveen ESG Small-Cap ETF stock for Q4 2022, up 8.7% quarter-over-quarter.
  • 37 funds opened new Nuveen ESG Small-Cap ETF positions in Q4 2022 and 7 closed out, a net change of +30 holders.
  • The largest Nuveen ESG Small-Cap ETF buyer in Q4 2022 was Ameriprise, an estimated $3.8M added.
  • The largest Nuveen ESG Small-Cap ETF seller in Q4 2022 was Bank of America, an estimated $20.9M sold.

Based on aggregated 13F filings for Q4 2022.