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Nuveen ESG Small-Cap ETF

187 hedge funds and large institutions have $656M invested in Nuveen ESG Small-Cap ETF in 2022 Q2 according to their latest regulatory filings, with 27 funds opening new positions, 87 increasing their positions, 42 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

107% more repeat investments, than reductions

Existing positions increased: 87 | Existing positions reduced: 42

42% more first-time investments, than exits

New positions opened: 27 | Existing positions closed: 19

4% more funds holding

Funds holding: 180187 (+7)

3.19% less ownership

Funds ownership: 79.76%76.57% (-3.2%)

21% less capital invested

Capital invested by funds: $830M → $656M (-$174M)

40% less funds holding in top 10

Funds holding in top 10: 53 (-2)

Holders
187
Holders Change
+7
Holders Change %
+3.89%
% of All Funds
3.15%
Holding in Top 10
3
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-40%
% of All Funds
0.05%
New
27
Increased
87
Reduced
42
Closed
19
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Osaic Holdings
51
Osaic Holdings
Arizona
$1.19M +$27.1K +754 +2%
Susquehanna International Group
52
Susquehanna International Group
Pennsylvania
$1.15M -$862K -23,956 -41%
APP
53
Avantax Planning Partners
Iowa
$1.02M +$35.6K +991 +3%
JMPWA
54
JP Morgan Private Wealth Advisors
California
$1.01M -$233K -6,465 -17%
WP
55
WealthShield Partners
North Carolina
$1M +$81.5K +2,266 +8%
QFA
56
Quantum Financial Advisors
California
$986K +$944K +26,258 New
UB
57
UMB Bank
Missouri
$946K +$124K +3,440 +14%
WFAG
58
Wescott Financial Advisory Group
Pennsylvania
$945K +$140K +3,892 +16%
PAG
59
Private Advisor Group
New Jersey
$901K -$124K -3,459 -11%
AFA
60
Arlington Financial Advisors
California
$864K +$6.19K +172 +0.7%
KPWS
61
Kestra Private Wealth Services
Texas
$834K -$388K -10,787 -30%
Goldman Sachs
62
Goldman Sachs
New York
$820K +$899K +25,000 New
NA
63
NewEdge Advisors
Louisiana
$803K +$164K +4,572 +23%
SCA
64
Scott Capital Advisors
Oregon
$796K
AA
65
Addison Advisors
Vermont
$792K +$752K +20,907 +649%
TRCT
66
Tower Research Capital (TRC)
New York
$774K +$221K +6,158 +35%
NYLIM
67
New York Life Investment Management
New York
$770K -$39.6K -1,102 -4%
HI
68
Harbour Investments
Wisconsin
$764K +$838K +23,294 New
BC
69
Brio Consultants
California
$748K +$97.5K +2,711 +14%
Mercer Global Advisors
70
Mercer Global Advisors
Colorado
$744K +$218K +6,051 +36%
VAS
71
Vestmark Advisory Solutions
Massachusetts
$739K +$455K +12,652 +128%
KFAA
72
Klaas Financial Asset Advisors
Illinois
$712K +$76.1K +2,117 +11%
RJT
73
Raymond James Trust
Florida
$681K
PSF
74
Pacific Sun Financial
California
$668K +$62.4K +1,735 +9%
WTC
75
WhitTier Trust Company
Nevada
$662K -$61K -1,696 -8%

NUSC Hedge Fund Activity: Q2 2022 in Review

187 of the 5,936 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Small-Cap ETF (NUSC) for Q2 2022, worth a combined $656M — down 21% from $830M a quarter earlier.

Buyers outnumbered sellers: 27 funds opened new NUSC positions and 19 closed out — a net gain of 8 holders — while 87 added to existing stakes and 42 trimmed.

The largest buyer was Mission Wealth Management, adding an estimated $3.71M. The largest seller was Bank of America, cutting an estimated $54.5M.

  • 187 institutional investors held Nuveen ESG Small-Cap ETF (NUSC) as of Q2 2022, up from 180 in Q1 2022.
  • Funds reported $656M of Nuveen ESG Small-Cap ETF stock for Q2 2022, down 21% quarter-over-quarter.
  • 27 funds opened new Nuveen ESG Small-Cap ETF positions in Q2 2022 and 19 closed out, a net change of +8 holders.
  • The largest Nuveen ESG Small-Cap ETF buyer in Q2 2022 was Mission Wealth Management, an estimated $3.71M added.
  • The largest Nuveen ESG Small-Cap ETF seller in Q2 2022 was Bank of America, an estimated $54.5M sold.

Based on aggregated 13F filings for Q2 2022.