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Nuveen ESG Small-Cap ETF
NUSC

162 hedge funds and large institutions have $733M invested in Nuveen ESG Small-Cap ETF in 2021 Q3 according to their latest regulatory filings, with 22 funds opening new positions, 91 increasing their positions, 24 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

279% more repeat investments, than reductions

Existing positions increased: 91 | Existing positions reduced: 24

38% more first-time investments, than exits

New positions opened: 22 | Existing positions closed: 16

7% more capital invested

Capital invested by funds: $682M → $733M (+$51.1M)

4% more funds holding

Funds holding: 156 → 162 (+6)

1% more ownership

Funds ownership: 69.86% → 70.86% (+1%)

0% more funds holding in top 10

Funds holding in top 10: 5 → 5 (0)

Holders
162
Holders Change
+6
Holders Change %
+3.85%
% of All Funds
2.84%
Holding in Top 10
5
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.09%
New
22
Increased
91
Reduced
24
Closed
16
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Bank of America
Bank of America
North Carolina
+$28.9M
2
TF
TIAA FSB
Florida
+$5.34M
3
SCA
Snowden Capital Advisors
New York
+$4.33M
4
Wells Fargo
Wells Fargo
California
+$3.13M
5
AIC
Ameritas Investment Company
Nebraska
+$2.93M

Top Sellers

Rank Fund Capital Flow
1
Citadel Advisors
Citadel Advisors
Florida
-$1.65M
2
NA
NewEdge Advisors
Louisiana
-$1.6M
3
SIM
Seaview Investment Managers
Florida
-$1.35M
4
Ameriprise
Ameriprise
Minnesota
-$981K
5
OMC
Old Mission Capital
Illinois
-$775K
Name Holding Trade Value Shares
Change 		Change in
Stake
WT
26
Whittier Trust
California
$3.23M +$35K +793 +1%
FPF
27
First Pacific Financial
Washington
$3.05M +$781K +17,706 +34%
Thrivent Financial for Lutherans
28
Thrivent Financial for Lutherans
Minnesota
$2.52M – – –
PPW
29
Parcion Private Wealth
Washington
$2.47M – – –
Bank of New York Mellon
30
Bank of New York Mellon
New York
$2.39M +$2.43M +55,014 New
RJFSA
31
Raymond James Financial Services Advisors
Florida
$2.17M +$256K +5,809 +13%
SCM
32
Stonehearth Capital Management
Massachusetts
$2.15M +$60.3K +1,366 +3%
LSAG
33
Lake Street Advisors Group
New Hampshire
$2.13M +$2.17M +49,097 New
HighTower Advisors
34
HighTower Advisors
Illinois
$2.12M +$507K +11,478 +31%
HI
35
Harbour Investments
Wisconsin
$2M +$245K +5,554 +14%
Rockefeller Capital Management
36
Rockefeller Capital Management
New York
$1.99M +$2M +45,312 +8,454%
ASN
37
Advisory Services Network
Georgia
$1.9M +$55.8K +1,265 +3%
APP
38
Avantax Planning Partners
Iowa
$1.8M +$65K +1,472 +4%
FFWM
39
Future Financial Wealth Management
Ohio
$1.77M – – –
Creative Planning
40
Creative Planning
Kansas
$1.71M +$1.42M +32,087 +450%
RZH
41
Relyea Zuckerberg Hanson
Connecticut
$1.62M – – –
JMPWA
42
JP Morgan Private Wealth Advisors
California
$1.6M +$659K +14,942 +69%
PI
43
PFS Investments
Georgia
$1.55M +$220K +4,994 +18%
WS
44
Wedbush Securities
California
$1.4M +$24.9K +565 +2%
BRWM
45
B. Riley Wealth Management
Tennessee
$1.39M -$36.4K -825 -3%
Cetera Investment Advisers
46
Cetera Investment Advisers
Illinois
$1.34M +$102K +2,307 +8%
Osaic Holdings
47
Osaic Holdings
Arizona
$1.27M +$159K +3,602 +14%
HA
48
Harborview Advisors
Maine
$1.09M +$64.7K +1,466 +6%
VC
49
Vicus Capital
Pennsylvania
$1.08M +$121K +2,743 +12%
PAG
50
Private Advisor Group
New Jersey
$1.08M -$12.9K -292 -1%
1
2
3 4 5

NUSC Hedge Fund Activity: Q3 2021 in Review

162 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Small-Cap ETF (NUSC) for Q3 2021, worth a combined $733M — up 7.5% from $682M a quarter earlier.

Buyers outnumbered sellers: 22 funds opened new NUSC positions and 16 closed out — a net gain of 6 holders — while 91 added to existing stakes and 24 trimmed.

The largest buyer was Bank of America, adding an estimated $28.9M. The largest seller was Citadel Advisors, exiting entirely with an estimated $1.65M sold.

  • 162 institutional investors held Nuveen ESG Small-Cap ETF (NUSC) as of Q3 2021, up from 156 in Q2 2021.
  • Funds reported $733M of Nuveen ESG Small-Cap ETF stock for Q3 2021, up 7.5% quarter-over-quarter.
  • 22 funds opened new Nuveen ESG Small-Cap ETF positions in Q3 2021 and 16 closed out, a net change of +6 holders.
  • The largest Nuveen ESG Small-Cap ETF buyer in Q3 2021 was Bank of America, an estimated $28.9M added.
  • The largest Nuveen ESG Small-Cap ETF seller in Q3 2021 was Citadel Advisors, an estimated $1.65M sold.

Based on aggregated 13F filings for Q3 2021.