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Nuveen ESG Small-Cap ETF
NUSC

156 hedge funds and large institutions have $682M invested in Nuveen ESG Small-Cap ETF in 2021 Q2 according to their latest regulatory filings, with 23 funds opening new positions, 91 increasing their positions, 21 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

360% more first-time investments, than exits

New positions opened: 23 | Existing positions closed: 5

333% more repeat investments, than reductions

Existing positions increased: 91 | Existing positions reduced: 21

21% more capital invested

Capital invested by funds: $565M → $682M (+$117M)

12% more funds holding

Funds holding: 139 → 156 (+17)

0% more funds holding in top 10

Funds holding in top 10: 5 → 5 (0)

1.73% less ownership

Funds ownership: 71.59% → 69.86% (-1.7%)

Holders
156
Holders Change
+17
Holders Change %
+12.23%
% of All Funds
2.72%
Holding in Top 10
5
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.09%
New
23
Increased
91
Reduced
21
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Bank of America
Bank of America
North Carolina
+$39.1M
2
TF
TIAA FSB
Florida
+$8.57M
3
CIA
Compass Ion Advisors
Pennsylvania
+$6.47M
4
EB
Eastern Bank
Massachusetts
+$5.04M
5
Morgan Stanley
Morgan Stanley
New York
+$4.99M

Top Sellers

Rank Fund Capital Flow
1
Creative Planning
Creative Planning
Kansas
-$1.19M
2
FFWM
Future Financial Wealth Management
Ohio
-$847K
3
RCS
Retirement Capital Strategies
California
-$821K
4
KWM
Kingsview Wealth Management
Oregon
-$721K
5
SFS
Sowell Financial Services
Arkansas
-$570K
Name Holding Trade Value Shares
Change 		Change in
Stake
AIC
26
Ameritas Investment Company
Nebraska
$2.22M +$176K +3,953 +9%
Thrivent Financial for Lutherans
27
Thrivent Financial for Lutherans
Minnesota
$2.18M – – –
SCM
28
Stonehearth Capital Management
Massachusetts
$2.17M +$93.8K +2,110 +5%
NA
29
NewEdge Advisors
Louisiana
$2.04M +$7.96K +179 +0.4%
RJFSA
30
Raymond James Financial Services Advisors
Florida
$1.99M +$546K +12,280 +39%
ASN
31
Advisory Services Network
Georgia
$1.91M +$477K +10,737 +34%
HI
32
Harbour Investments
Wisconsin
$1.83M +$1.14M +25,541 +171%
APP
33
Avantax Planning Partners
Iowa
$1.8M +$39.8K +895 +2%
FFWM
34
Future Financial Wealth Management
Ohio
$1.77M -$847K -19,057 -33%
RZH
35
Relyea Zuckerberg Hanson
Connecticut
$1.69M -$10.9K -245 -0.7%
HighTower Advisors
36
HighTower Advisors
Illinois
$1.68M +$159K +3,576 +11%
Citadel Advisors
37
Citadel Advisors
Florida
$1.65M +$998K +22,438 +159%
BRWM
38
B. Riley Wealth Management
Tennessee
$1.48M +$478K +10,746 +49%
WS
39
Wedbush Securities
California
$1.43M -$32.4K -729 -2%
Susquehanna International Group
40
Susquehanna International Group
Pennsylvania
$1.37M +$185K +4,149 +16%
SIM
41
Seaview Investment Managers
Florida
$1.35M +$288K +6,478 +28%
Cetera Investment Advisers
42
Cetera Investment Advisers
Illinois
$1.29M +$151K +3,387 +13%
PI
43
PFS Investments
Georgia
$1.25M +$183K +4,120 +17%
EH
44
Equitable Holdings
New York
$1.2M -$13.4K -302 -1%
Osaic Holdings
45
Osaic Holdings
Arizona
$1.16M +$70K +1,575 +7%
PAG
46
Private Advisor Group
New Jersey
$1.13M +$110K +2,467 +11%
HA
47
Harborview Advisors
Maine
$1.07M +$115K +2,594 +12%
UB
48
UMB Bank
Missouri
$1.04M +$53.6K +1,205 +6%
VC
49
Vicus Capital
Pennsylvania
$1M +$36.2K +813 +4%
RW
50
RVW Wealth
California
$1M +$8.23K +185 +1%
1
2
3 4 5

NUSC Hedge Fund Activity: Q2 2021 in Review

156 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Small-Cap ETF (NUSC) for Q2 2021, worth a combined $682M — up 21% from $565M a quarter earlier.

Buyers outnumbered sellers: 23 funds opened new NUSC positions and 5 closed out — a net gain of 18 holders — while 91 added to existing stakes and 21 trimmed.

The largest buyer was Bank of America, adding an estimated $39.1M. The largest seller was Creative Planning, cutting an estimated $1.19M.

  • 156 institutional investors held Nuveen ESG Small-Cap ETF (NUSC) as of Q2 2021, up from 139 in Q1 2021.
  • Funds reported $682M of Nuveen ESG Small-Cap ETF stock for Q2 2021, up 21% quarter-over-quarter.
  • 23 funds opened new Nuveen ESG Small-Cap ETF positions in Q2 2021 and 5 closed out, a net change of +18 holders.
  • The largest Nuveen ESG Small-Cap ETF buyer in Q2 2021 was Bank of America, an estimated $39.1M added.
  • The largest Nuveen ESG Small-Cap ETF seller in Q2 2021 was Creative Planning, an estimated $1.19M sold.

Based on aggregated 13F filings for Q2 2021.