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Nuveen ESG Small-Cap ETF
NUSC

109 hedge funds and large institutions have $376M invested in Nuveen ESG Small-Cap ETF in 2020 Q4 according to their latest regulatory filings, with 31 funds opening new positions, 44 increasing their positions, 16 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

675% more first-time investments, than exits

New positions opened: 31 | Existing positions closed: 4

175% more repeat investments, than reductions

Existing positions increased: 44 | Existing positions reduced: 16

65% more capital invested

Capital invested by funds: $228M → $376M (+$148M)

31% more funds holding

Funds holding: 83 → 109 (+26)

2.17% more ownership

Funds ownership: 67.83% → 70.01% (+2.2%)

Holders
109
Holders Change
+26
Holders Change %
+31.33%
% of All Funds
1.93%
Holding in Top 10
4
Holding in Top 10 Change
+4
Holding in Top 10 Change %
% of All Funds
0.07%
New
31
Increased
44
Reduced
16
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
CIA
Compass Ion Advisors
Pennsylvania
+$15.6M
2
Bank of America
Bank of America
North Carolina
+$9.11M
3
Wells Fargo
Wells Fargo
California
+$6.88M
4
UBS Group
UBS Group
Switzerland
+$3.06M
5
TF
TIAA FSB
Florida
+$2.76M

Top Sellers

Rank Fund Capital Flow
1
SA
Stewardship Advisors
Pennsylvania
-$4.52M
2
Citadel Advisors
Citadel Advisors
Florida
-$967K
3
TRCT
Tower Research Capital (TRC)
New York
-$463K
4
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$418K
5
BWP
BSW Wealth Partners
Colorado
-$87.1K
Name Holding Trade Value Shares
Change 		Change in
Stake
Creative Planning
26
Creative Planning
Kansas
$1.2M +$60.6K +1,752 +6%
HighTower Advisors
27
HighTower Advisors
Illinois
$1.17M +$54.5K +1,575 +5%
ASN
28
Advisory Services Network
Georgia
$1.15M +$87.5K +2,531 +9%
WS
29
Wedbush Securities
California
$1.14M +$321K +9,273 +45%
Envestnet Asset Management
30
Envestnet Asset Management
Illinois
$1.08M -$418K -12,096 -30%
Thrivent Financial for Lutherans
31
Thrivent Financial for Lutherans
Minnesota
$1.07M – – –
RW
32
RVW Wealth
California
$1M +$213K +6,154 +61%
APP
33
Avantax Planning Partners
Iowa
$906K -$58.2K -1,682 -7%
RJFSA
34
Raymond James Financial Services Advisors
Florida
$876K +$243K +7,025 +44%
Cetera Investment Advisers
35
Cetera Investment Advisers
Illinois
$863K +$779K +22,513 New
HA
36
Harborview Advisors
Maine
$841K +$27.7K +800 +4%
VC
37
Vicus Capital
Pennsylvania
$835K +$304K +8,793 +68%
UB
38
UMB Bank
Missouri
$823K +$265K +7,669 +56%
Osaic Holdings
39
Osaic Holdings
Arizona
$819K +$200K +5,784 +37%
BRWM
40
B. Riley Wealth Management
Tennessee
$757K +$683K +19,741 New
Truist Financial
41
Truist Financial
North Carolina
$682K -$27K -780 -4%
JMPWA
42
JP Morgan Private Wealth Advisors
California
$635K +$163K +4,705 +40%
APA
43
American Portfolios Advisors
New York
$618K +$475K +13,722 +573%
PI
44
PFS Investments
Georgia
$591K +$508K +14,681 New
CHP
45
Cable Hill Partners
Oregon
$559K +$69.4K +2,006 +16%
TRCT
46
Tower Research Capital (TRC)
New York
$554K -$463K -13,396 -48%
MCM
47
Manchester Capital Management
Vermont
$511K – – –
SWP
48
Stratos Wealth Partners
Ohio
$503K +$30.6K +886 +7%
PAG
49
Private Advisor Group
New Jersey
$495K +$9.65K +279 +2%
GBBWRPM
50
Genovese Burford & Brothers Wealth & Retirement Plan Management
California
$455K +$411K +11,873 New
1
2
3 4 5

NUSC Hedge Fund Activity: Q4 2020 in Review

109 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Small-Cap ETF (NUSC) for Q4 2020, worth a combined $376M — up 65% from $228M a quarter earlier.

Buyers outnumbered sellers: 31 funds opened new NUSC positions and 4 closed out — a net gain of 27 holders — while 44 added to existing stakes and 16 trimmed.

The largest buyer was Compass Ion Advisors, opening a new position worth an estimated $15.6M. The largest seller was Stewardship Advisors, cutting an estimated $4.52M.

  • 109 institutional investors held Nuveen ESG Small-Cap ETF (NUSC) as of Q4 2020, up from 83 in Q3 2020.
  • Funds reported $376M of Nuveen ESG Small-Cap ETF stock for Q4 2020, up 65% quarter-over-quarter.
  • 31 funds opened new Nuveen ESG Small-Cap ETF positions in Q4 2020 and 4 closed out, a net change of +27 holders.
  • The largest Nuveen ESG Small-Cap ETF buyer in Q4 2020 was Compass Ion Advisors, an estimated $15.6M added.
  • The largest Nuveen ESG Small-Cap ETF seller in Q4 2020 was Stewardship Advisors, an estimated $4.52M sold.

Based on aggregated 13F filings for Q4 2020.