NUSC icon

Nuveen ESG Small-Cap ETF
NUSC

Overview Fund Activity

109 hedge funds and large institutions have $376M invested in Nuveen ESG Small-Cap ETF in 2020 Q4 according to their latest regulatory filings, with 31 funds opening new positions, 44 increasing their positions, 16 reducing their positions, and 4 closing their positions.

Holders
109
Holders Change
+26
Holders Change %
+31.33%
% of All Funds
1.93%
Holding in Top 10
4
Holding in Top 10 Change
+4
Holding in Top 10 Change %
%
% of All Funds
0.07%
New
31
Increased
44
Reduced
16
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CIA
1
Compass Ion Advisors
Pennsylvania
$17.2M
2
Bank of America
2
Bank of America
North Carolina
$122M
3
Wells Fargo
3
Wells Fargo
California
$16M
4
UBS Group
4
UBS Group
Switzerland
$14.1M
5
TF
5
TIAA FSB
Florida
$64.9M

Top Sellers

1
SA
1
Stewardship Advisors
Pennsylvania
$2.48M
2
Citadel Advisors
2
Citadel Advisors
Florida
$0
3
Thrivent Financial for Lutherans
3
Thrivent Financial for Lutherans
Minnesota
$1.08M
4
TRCT
4
Tower Research Capital (TRC)
New York
$554K
5
Envestnet Asset Management
5
Envestnet Asset Management
Illinois
$1.08M
Name Holding Trade Value Shares
Change 		Shares
Change %
Creative Planning
26
Creative Planning
Kansas
$1.2M +$67.2K +1,752 +6%
HighTower Advisors
27
HighTower Advisors
Illinois
$1.17M +$60.6K +1,575 +5%
ASN
28
Advisory Services Network
Georgia
$1.15M +$97K +2,531 +9%
WS
29
Wedbush Securities
California
$1.14M +$355K +9,273 +45%
Envestnet Asset Management
30
Envestnet Asset Management
Illinois
$1.08M -$464K -12,096 -30%
Thrivent Financial for Lutherans
31
Thrivent Financial for Lutherans
Minnesota
$1.08M -$768K – –
RW
32
RVW Wealth
California
$1M +$381K +6,154 +61%
APP
33
Avantax Planning Partners
Iowa
$906K -$64.5K -1,682 -7%
RJFSA
34
Raymond James Financial Services Advisors
Florida
$876K +$269K +7,025 +44%
Cetera Investment Advisers
35
Cetera Investment Advisers
Illinois
$863K +$863K +22,513 New
HA
36
Harborview Advisors
Maine
$841K +$30.7K +800 +4%
VC
37
Vicus Capital
Pennsylvania
$835K +$337K +8,793 +68%
UB
38
UMB Bank
Missouri
$823K +$294K +7,669 +56%
Osaic Holdings
39
Osaic Holdings
Arizona
$819K +$222K +5,784 +37%
BRWM
40
B. Riley Wealth Management
Tennessee
$757K +$757K +19,741 New
Truist Financial
41
Truist Financial
North Carolina
$682K -$29.9K -780 -4%
JPMPWA
42
J.P. Morgan Private Wealth Advisors
California
$635K +$180K +4,705 +40%
APA
43
American Portfolios Advisors
New York
$618K +$526K +13,722 +573%
PI
44
PFS Investments
Georgia
$591K +$591K +14,681 New
CHP
45
Cable Hill Partners
Oregon
$559K +$76.9K +2,006 +16%
TRCT
46
Tower Research Capital (TRC)
New York
$554K -$513K -13,396 -48%
MCM
47
Manchester Capital Management
Vermont
$511K – – –
SWP
48
Stratos Wealth Partners
Ohio
$503K +$33.9K +886 +7%
PAG
49
Private Advisor Group
New Jersey
$495K +$10.7K +279 +2%
GBBWRPM
50
Genovese Burford & Brothers Wealth & Retirement Plan Management
California
$455K +$455K +11,873 New
1
2
3 4 5