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Nuveen ESG Small-Cap ETF
NUSC

83 hedge funds and large institutions have $228M invested in Nuveen ESG Small-Cap ETF in 2020 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 37 increasing their positions, 15 reducing their positions, and 6 closing their positions.

New
Increased
Maintained
Reduced
Closed

147% more repeat investments, than reductions

Existing positions increased: 37 | Existing positions reduced: 15

100% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 6

14% more capital invested

Capital invested by funds: $199M → $228M (+$28.2M)

8% more funds holding

Funds holding: 77 → 83 (+6)

1.6% less ownership

Funds ownership: 69.43% → 67.83% (-1.6%)

Holders
83
Holders Change
+6
Holders Change %
+7.79%
% of All Funds
1.67%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
12
Increased
37
Reduced
15
Closed
6
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
TF
TIAA FSB
Florida
+$6.45M
2
Bank of America
Bank of America
North Carolina
+$1.93M
3
MWM
Mission Wealth Management
California
+$1.23M
4
UBS Group
UBS Group
Switzerland
+$918K
5
WS
Wedbush Securities
California
+$600K

Top Sellers

Rank Fund Capital Flow
1
BWP
BSW Wealth Partners
Colorado
-$763K
2
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$625K
3
SA
Stewardship Advisors
Pennsylvania
-$469K
4
EFSCE
Enterprise Financial Services Corp (EFSC)
Missouri
-$296K
5
MWA
MFA Wealth Advisors
Pennsylvania
-$256K
Name Holding Trade Value Shares
Change 		Change in
Stake
TRCT
26
Tower Research Capital (TRC)
New York
$826K -$164K -5,637 -17%
ASN
27
Advisory Services Network
Georgia
$815K -$642 -22 -0.1%
Thrivent Financial for Lutherans
28
Thrivent Financial for Lutherans
Minnesota
$768K – – –
APP
29
Avantax Planning Partners
Iowa
$750K -$33.2K -1,140 -4%
HA
30
Harborview Advisors
Maine
$627K +$36.9K +1,266 +6%
WS
31
Wedbush Securities
California
$610K +$600K +20,569 New
Truist Financial
32
Truist Financial
North Carolina
$551K +$325K +11,139 +150%
RJFSA
33
Raymond James Financial Services Advisors
Florida
$469K +$144K +4,948 +46%
Osaic Holdings
34
Osaic Holdings
Arizona
$449K +$123K +4,202 +37%
MCM
35
Manchester Capital Management
Vermont
$395K – – –
VC
36
Vicus Capital
Pennsylvania
$385K -$143K -4,900 -27%
UB
37
UMB Bank
Missouri
$379K – – –
PAG
38
Private Advisor Group
New Jersey
$375K +$6.71K +230 +2%
CHP
39
Cable Hill Partners
Oregon
$373K +$367K +12,579 New
SWP
40
Stratos Wealth Partners
Ohio
$363K +$21.7K +745 +6%
JMPWA
41
JP Morgan Private Wealth Advisors
California
$352K -$29.3K -1,005 -8%
SFS
42
Sowell Financial Services
Arkansas
$333K -$23.7K -814 -7%
RW
43
RVW Wealth
California
$297K +$60.6K +2,077 +26%
FANJ
44
Financial Architects (New Jersey)
New Jersey
$294K +$29.5K +1,010 +11%
CWM
45
Chicago Wealth Management
Illinois
$287K +$283K +9,694 New
V
46
Veritable
Delaware
$282K +$277K +9,499 New
CI
47
CX Institutional
Indiana
$277K -$121K -4,147 -31%
SCM
48
Stordahl Capital Management
Colorado
$266K +$2.13K +73 +0.8%
AIM
49
Acropolis Investment Management
Missouri
$258K – – –
BC
50
Brio Consultants
California
$249K +$28.9K +991 +13%
1
2
3 4

NUSC Hedge Fund Activity: Q3 2020 in Review

83 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Small-Cap ETF (NUSC) for Q3 2020, worth a combined $228M — up 14% from $199M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new NUSC positions and 6 closed out — a net gain of 6 holders — while 37 added to existing stakes and 15 trimmed.

The largest buyer was TIAA FSB, adding an estimated $6.45M. The largest seller was BSW Wealth Partners, cutting an estimated $763K.

  • 83 institutional investors held Nuveen ESG Small-Cap ETF (NUSC) as of Q3 2020, up from 77 in Q2 2020.
  • Funds reported $228M of Nuveen ESG Small-Cap ETF stock for Q3 2020, up 14% quarter-over-quarter.
  • 12 funds opened new Nuveen ESG Small-Cap ETF positions in Q3 2020 and 6 closed out, a net change of +6 holders.
  • The largest Nuveen ESG Small-Cap ETF buyer in Q3 2020 was TIAA FSB, an estimated $6.45M added.
  • The largest Nuveen ESG Small-Cap ETF seller in Q3 2020 was BSW Wealth Partners, an estimated $763K sold.

Based on aggregated 13F filings for Q3 2020.