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Nuveen ESG Small-Cap ETF
NUSC

77 hedge funds and large institutions have $199M invested in Nuveen ESG Small-Cap ETF in 2020 Q2 according to their latest regulatory filings, with 12 funds opening new positions, 35 increasing their positions, 13 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

169% more repeat investments, than reductions

Existing positions increased: 35 | Existing positions reduced: 13

61% more capital invested

Capital invested by funds: $124M → $199M (+$75.4M)

50% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 8

5% more funds holding

Funds holding: 73 → 77 (+4)

3.55% more ownership

Funds ownership: 65.88% → 69.43% (+3.6%)

Holders
77
Holders Change
+4
Holders Change %
+5.48%
% of All Funds
1.58%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
12
Increased
35
Reduced
13
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
Bank of America
North Carolina
+$17.8M
2
TF
TIAA FSB
Florida
+$6.89M
3
Ameriprise
Ameriprise
Minnesota
+$2.77M
4
MWM
Mission Wealth Management
California
+$1.58M
5
UBS Group
UBS Group
Switzerland
+$1.22M

Top Sellers

1
Osaic Holdings
Osaic Holdings
Arizona
-$621K
2
Morgan Stanley
Morgan Stanley
New York
-$392K
3
Creative Planning
Creative Planning
Kansas
-$377K
4
JMPWA
JP Morgan Private Wealth Advisors
California
-$337K
5
DADC
D.A. Davidson & Co
Montana
-$291K
Name Holding Trade Value Shares
Change 		Change in
Stake
SCM
26
Stonehearth Capital Management
Massachusetts
$762K +$665K +26,515 New
ASN
27
Advisory Services Network
Georgia
$756K +$81K +3,230 +13%
APP
28
Avantax Planning Partners
Iowa
$726K +$85K +3,386 +15%
HighTower Advisors
29
HighTower Advisors
Illinois
$696K +$139K +5,529 +28%
Susquehanna International Group
30
Susquehanna International Group
Pennsylvania
$625K -$162K -6,476 -22%
HA
31
Harborview Advisors
Maine
$546K +$59.5K +2,372 +14%
VC
32
Vicus Capital
Pennsylvania
$491K +$201 +8 +0%
UB
33
UMB Bank
Missouri
$379K +$47.4K +1,888 +16%
CI
34
CX Institutional
Indiana
$370K +$159K +6,330 +88%
MCM
35
Manchester Capital Management
Vermont
$366K – – –
JMPWA
36
JP Morgan Private Wealth Advisors
California
$353K -$337K -13,419 -51%
PAG
37
Private Advisor Group
New Jersey
$341K -$27.1K -1,080 -8%
SFS
38
Sowell Financial Services
Arkansas
$331K -$29.2K -1,163 -9%
SWP
39
Stratos Wealth Partners
Ohio
$316K +$289K +11,501 New
Osaic Holdings
40
Osaic Holdings
Arizona
$312K -$621K -24,739 -69%
RJFSA
41
Raymond James Financial Services Advisors
Florida
$298K +$22.5K +898 +9%
EFSCE
42
Enterprise Financial Services Corp (EFSC)
Missouri
$279K +$60.3K +2,405 +31%
MWA
43
MFA Wealth Advisors
Pennsylvania
$256K +$234K +9,332 New
AGA
44
Arkos Global Advisors
Texas
$252K -$222K -8,833 -49%
SCM
45
Stordahl Capital Management
Colorado
$245K +$223K +8,905 New
FANJ
46
Financial Architects (New Jersey)
New Jersey
$244K – – –
AIM
47
Acropolis Investment Management
Missouri
$239K – – –
RW
48
RVW Wealth
California
$218K +$199K +7,937 New
HCM
49
Hudson Capital Management
New Jersey
$213K +$194K +7,750 New
IA
50
IFP Advisors
Florida
$206K +$17.5K +696 +10%
1
2
3 4

NUSC Hedge Fund Activity: Q2 2020 in Review

77 of the 4,877 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Small-Cap ETF (NUSC) for Q2 2020, worth a combined $199M — up 61% from $124M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new NUSC positions and 8 closed out — a net gain of 4 holders — while 35 added to existing stakes and 13 trimmed.

The largest buyer was Bank of America, adding an estimated $17.8M. The largest seller was Osaic Holdings, cutting an estimated $621K.

  • 77 institutional investors held Nuveen ESG Small-Cap ETF (NUSC) as of Q2 2020, up from 73 in Q1 2020.
  • Funds reported $199M of Nuveen ESG Small-Cap ETF stock for Q2 2020, up 61% quarter-over-quarter.
  • 12 funds opened new Nuveen ESG Small-Cap ETF positions in Q2 2020 and 8 closed out, a net change of +4 holders.
  • The largest Nuveen ESG Small-Cap ETF buyer in Q2 2020 was Bank of America, an estimated $17.8M added.
  • The largest Nuveen ESG Small-Cap ETF seller in Q2 2020 was Osaic Holdings, an estimated $621K sold.

Based on aggregated 13F filings for Q2 2020.