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Nuveen ESG Small-Cap ETF
NUSC

43 hedge funds and large institutions have $46.6M invested in Nuveen ESG Small-Cap ETF in 2018 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 19 increasing their positions, 2 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

850% more repeat investments, than reductions

Existing positions increased: 19 | Existing positions reduced: 2

200% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 4

24% more capital invested

Capital invested by funds: $37.5M → $46.6M (+$9.11M)

23% more funds holding

Funds holding: 35 → 43 (+8)

6.24% less ownership

Funds ownership: 64.25% → 58.01% (-6.2%)

Holders
43
Holders Change
+8
Holders Change %
+22.86%
% of All Funds
0.98%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
12
Increased
19
Reduced
2
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
N
Nuveen
North Carolina
+$29.9M
2
BWP
BSW Wealth Partners
Colorado
+$3.3M
3
Morgan Stanley
Morgan Stanley
New York
+$916K
4
UBS Group
UBS Group
Switzerland
+$591K
5
Wells Fargo
Wells Fargo
California
+$458K

Top Sellers

1
TA
Teachers Advisors
New York
-$29M
2
Jane Street
Jane Street
New York
-$975K
3
CCM
Colorado Capital Management
Colorado
-$330K
4
CWM
Cornerstone Wealth Management
Missouri
-$325K
5
SCM
Stordahl Capital Management
Colorado
-$15K
Name Holding Trade Value Shares
Change 		Change in
Stake
SFM
26
Signet Financial Management
New Jersey
$120K – – –
FANJ
27
Financial Architects (New Jersey)
New Jersey
$92K – – –
HNB
28
Huntington National Bank
Ohio
$84K – – –
CPIG
29
Chicago Partners Investment Group
Illinois
$71K +$39.2K +1,239 +93%
Royal Bank of Canada
30
Royal Bank of Canada
Ontario, Canada
$57K +$1.55K +49 +3%
TRCT
31
Tower Research Capital (TRC)
New York
$42K +$5.76K +182 +16%
APA
32
American Portfolios Advisors
New York
$39.3K +$14.5K +458 +58%
MWM
33
Mascoma Wealth Management
New Hampshire
$38K +$35.5K +1,124 +1,322%
GRP
34
Global Retirement Partners
California
$37K +$18.6K +589 +104%
LGWM
35
Litman Gregory Wealth Management
California
$26K +$26.5K +837 New
CT
36
CPF Texas
Texas
$21K +$21.4K +678 New
CI
37
CX Institutional
Indiana
$20K +$10.1K +319 +99%
SWP
38
Stratos Wealth Partners
Ohio
$18K +$17.9K +566 New
FEG
39
Financial Enhancement Group
Indiana
$11K – – –
Fidelity Investments
40
Fidelity Investments
Massachusetts
$8K +$7.53K +238 New
BWA
41
Burt Wealth Advisors
Maryland
$3K – – –
Citigroup
42
Citigroup
New York
$3K – – –
BCI
43
Brinker Capital Investments
Pennsylvania
$2K +$1.36K +43 +307%
CFA
44
Carroll Financial Associates
North Carolina
$1K – – –
TA
45
Teachers Advisors
New York
– -$29M -946,000 Closed
Jane Street
46
Jane Street
New York
– -$975K -31,799 Closed
CCM
47
Colorado Capital Management
Colorado
– -$330K -10,776 Closed
CWM
48
Cornerstone Wealth Management
Missouri
– -$325K -9,953 Closed
1
2

NUSC Hedge Fund Activity: Q3 2018 in Review

43 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Small-Cap ETF (NUSC) for Q3 2018, worth a combined $46.6M — up 24% from $37.5M a quarter earlier.

Buyers outnumbered sellers: 12 funds opened new NUSC positions and 4 closed out — a net gain of 8 holders — while 19 added to existing stakes and 2 trimmed.

The largest buyer was Nuveen, opening a new position worth an estimated $29.9M. The largest seller was Teachers Advisors, exiting entirely with an estimated $29M sold.

  • 43 institutional investors held Nuveen ESG Small-Cap ETF (NUSC) as of Q3 2018, up from 35 in Q2 2018.
  • Funds reported $46.6M of Nuveen ESG Small-Cap ETF stock for Q3 2018, up 24% quarter-over-quarter.
  • 12 funds opened new Nuveen ESG Small-Cap ETF positions in Q3 2018 and 4 closed out, a net change of +8 holders.
  • The largest Nuveen ESG Small-Cap ETF buyer in Q3 2018 was Nuveen, an estimated $29.9M added.
  • The largest Nuveen ESG Small-Cap ETF seller in Q3 2018 was Teachers Advisors, an estimated $29M sold.

Based on aggregated 13F filings for Q3 2018.