NUSC icon

Nuveen ESG Small-Cap ETF
NUSC

Overview Fund Activity

43 hedge funds and large institutions have $46.6M invested in Nuveen ESG Small-Cap ETF in 2018 Q3 according to their latest regulatory filings, with 12 funds opening new positions, 19 increasing their positions, 2 reducing their positions, and 4 closing their positions.

Holders
43
Holders Change
+8
Holders Change %
+22.86%
% of All Funds
0.98%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
12
Increased
19
Reduced
2
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Nuveen Asset Management
1
Nuveen Asset Management
Illinois
$29.9M
2
BWP
2
BSW Wealth Partners
Colorado
$4.97M
3
Morgan Stanley
3
Morgan Stanley
New York
$984K
4
UBS Group
4
UBS Group
Switzerland
$2.13M
5
Wells Fargo
5
Wells Fargo
California
$458K

Top Sellers

1
TA
1
Teachers Advisors
New York
$0
2
Jane Street
2
Jane Street
New York
$0
3
CCM
3
Colorado Capital Management
Colorado
$0
4
CWM
4
Cornerstone Wealth Management
Missouri
$0
5
HNB
5
Huntington National Bank
Ohio
$84K
Name Market Value Shares Shares
Change 		Shares
Change %
SFM
26
Signet Financial Management
New Jersey
$120K 3,800 – –
FANJ
27
Financial Architects (New Jersey)
New Jersey
$92K 2,909 – –
HNB
28
Huntington National Bank
Ohio
– – – –
CPIG
29
Chicago Partners Investment Group
Illinois
$71K 2,566 +1,239 +93%
Royal Bank of Canada
30
Royal Bank of Canada
Ontario, Canada
$57K 1,799 +49 +3%
TRCT
31
Tower Research Capital (TRC)
New York
$42K 1,329 +182 +16%
APA
32
American Portfolios Advisors
New York
$39.3K 1,243 +458 +58%
MWM
33
Mascoma Wealth Management
New Hampshire
$38K 1,209 +1,124 +1,322%
GRP
34
Global Retirement Partners
California
$37K 1,158 +589 +104%
LGWM
35
Litman Gregory Wealth Management
California
$26K 837 +837 New
CT
36
CPF Texas
Texas
$21K 678 +678 New
CI
37
CX Institutional
Indiana
$20K 640 +319 +99%
SWP
38
Stratos Wealth Partners
Ohio
$18K 566 +566 New
FEG
39
Financial Enhancement Group
Indiana
$11K 341 – –
Fidelity Investments
40
Fidelity Investments
Massachusetts
$8K 238 +238 New
Citigroup
41
Citigroup
New York
$3K 100 – –
BWA
42
Burt Wealth Advisors
Maryland
$3K 105 – –
BCI
43
Brinker Capital Investments
Pennsylvania
$2K 57 +43 +307%
CFA
44
Carroll Financial Associates
North Carolina
$1K 38 – –
TA
45
Teachers Advisors
New York
– – -946,000 Closed
Jane Street
46
Jane Street
New York
– – -31,799 Closed
CCM
47
Colorado Capital Management
Colorado
– – -10,776 Closed
CWM
48
Cornerstone Wealth Management
Missouri
– – -9,953 Closed
CFGS
49
Concourse Financial Group Securities
Alabama
– – – –
1
2