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NIE

Virtus Equity & Convertible Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SKK
26
Shepherd Kaplan Krochuk
Massachusetts
$317K
CRC
27
Curi RMB Capital
Illinois
$315K +$319K +16,842 New
UCFA
28
United Capital Financial Advisors
Texas
$305K -$17.1K -900 -5%
PCM
29
Pointe Capital Management
Michigan
$304K
TPW
30
Tiller Private Wealth
Pennsylvania
$242K +$835 +44 +0.3%
PFS
31
Prospera Financial Services
Texas
$225K +$228K +12,024 New
CAN
32
Cetera Advisor Networks
California
$220K +$223K +11,752 New
LTFS
33
Ladenburg Thalmann Financial Services
Florida
$172K -$24.5K -1,293 -12%
AG
34
Advisor Group
Arizona
$166K +$19K +1,000 +13%
BFEC
35
Benjamin F. Edwards & Company
Missouri
$132K
Envestnet Asset Management
36
Envestnet Asset Management
Illinois
$47K -$1.46K -77 -3%
GWM
37
Geneos Wealth Management
Colorado
$47K
S
38
SignatureFD
Georgia
$37K
TJHA
39
Thomas J. Herzfeld Advisors
Florida
$37K
JFA
40
JNBA Financial Advisors
Minnesota
$37K +$37.9K +2,000 New
CA
41
CapWealth Advisors
Tennessee
$34K +$34.1K +1,800 New
CWM
42
Cedar Wealth Management
California
$32K
BBPWM
43
Blue Bell Private Wealth Management
Pennsylvania
$27K -$8.06K -425 -23%
IA
44
IFP Advisors
Florida
$25K
TC
45
Trust Company
Kansas
$21K +$20.9K +1,104 New
EWM
46
Edge Wealth Management
New York
$20K
MFS
47
MSI Financial Services
Massachusetts
$18K +$6.79K +358 +61%
Bank of Montreal
48
Bank of Montreal
Ontario, Canada
$14K
FANJ
49
Financial Architects (New Jersey)
New Jersey
$4K
WCM
50
Wealthcare Capital Management
Virginia
$2K