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NIE

Virtus Equity & Convertible Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
PCM
26
Pointe Capital Management
Michigan
$595K +$607K +30,031 New
CRC
27
Curi RMB Capital
Illinois
$592K +$603K +29,879 New
LTFS
28
Ladenburg Thalmann Financial Services
Florida
$446K +$285K +14,089 +167%
RJFSA
29
Raymond James Financial Services Advisors
Florida
$442K +$18.7K +926 +4%
B
30
Baird
Wisconsin
$424K +$20.7K +1,024 +5%
BKA
31
Brick & Kyle Associates
Pennsylvania
$373K
CWM
32
Concert Wealth Management
California
$365K +$707 +35 +0.2%
SKK
33
Shepherd Kaplan Krochuk
Massachusetts
$331K
Deutsche Bank
34
Deutsche Bank
Germany
$306K +$247K +12,250 +377%
CAN
35
Cetera Advisor Networks
California
$304K -$2.1M -104,180 -87%
Citigroup
36
Citigroup
New York
$294K +$68.1K +3,370 +29%
LCM
37
Landscape Capital Management
New Jersey
$284K +$289K +14,317 New
CA
38
Cetera Advisors
Colorado
$259K -$485 -24 -0.2%
PNC Financial Services Group
39
PNC Financial Services Group
Pennsylvania
$202K -$98.9K -4,896 -32%
BNP Paribas Financial Markets
40
BNP Paribas Financial Markets
France
$158K -$1.1M -54,524 -87%
BBPWM
41
Blue Bell Private Wealth Management
Pennsylvania
$158K -$89.8K -4,446 -36%
BCMIO
42
Beacon Capital Management Inc (Ohio)
Ohio
$125K -$2.02K -100 -2%
MFS
43
MSI Financial Services
Massachusetts
$120K -$62.6K -3,098 -34%
AIG
44
American International Group
New York
$90.6K +$36.9K +1,825 +66%
S
45
SignatureFD
Georgia
$72K
IWMPD
46
Integrated Wealth Management (Palm Desert)
California
$72K +$73.7K +3,650 New
TJHA
47
Thomas J. Herzfeld Advisors
Florida
$40K
BRWM
48
B. Riley Wealth Management
Tennessee
$36K
WA
49
WFG Advisors
Texas
$34K
DADC
50
D.A. Davidson & Co
Montana
$29K