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NIE

Virtus Equity & Convertible Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SFS
26
Shaker Financial Services
Virginia
$1M -$236K -11,843 -19%
RIL
27
Rothschild Investment LLC
Illinois
$776K -$17.9K -900 -2%
VKH
28
Virtu KCG Holdings
New York
$683K +$673K +33,816 New
COLIM
29
City of London Investment Management
United Kingdom
$536K
RJFSA
30
Raymond James Financial Services Advisors
Florida
$457K -$115K -5,801 -20%
CWM
31
Concert Wealth Management
California
$450K +$239 +12 +0.1%
B
32
Baird
Wisconsin
$444K +$59.7K +3,000 +16%
BBPWM
33
Blue Bell Private Wealth Management
Pennsylvania
$441K +$7.94K +399 +2%
LCM
34
Landscape Capital Management
New Jersey
$420K +$187K +9,382 +82%
SKK
35
Shepherd Kaplan Krochuk
Massachusetts
$337K +$34K +1,710 +11%
MFS
36
MSI Financial Services
Massachusetts
$295K +$7.26K +365 +3%
HCM
37
Hollencrest Capital Management
California
$261K
Citigroup
38
Citigroup
New York
$224K -$10.8K -542 -5%
BCMIO
39
Beacon Capital Management Inc (Ohio)
Ohio
$206K
LTFS
40
Ladenburg Thalmann Financial Services
Florida
$136K -$19.9K -1,000 -13%
S
41
SignatureFD
Georgia
$73K
US Bancorp
42
US Bancorp
Minnesota
$64K +$15.9K +800 +34%
Creative Planning
43
Creative Planning
Kansas
$62K +$58.2K +2,926 +2,184%
AIG
44
American International Group
New York
$40.4K +$35.8K +1,800 +900%
BRWM
45
B. Riley Wealth Management
Tennessee
$37K
Deutsche Bank
46
Deutsche Bank
Germany
$37K
WA
47
WFG Advisors
Texas
$35K +$34.3K +1,724 New
DADC
48
D.A. Davidson & Co
Montana
$30K
HF
49
Hoxton Financial
West Virginia
$19K
Bank of Montreal
50
Bank of Montreal
Ontario, Canada
$16K