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NFJ

Virtus Dividend, Interest & Premium Strategy Fund

Name Holding Trade Value Shares
Change
Change in
Stake
AF
101
Advisornet Financial
Minnesota
$5K
IFAM
102
Institutional & Family Asset Management
Colorado
$3K
CA
103
Cornerstone Advisors
North Carolina
-$3.15M -196,399 Closed
Baird Financial Group
104
Baird Financial Group
Wisconsin
-$2.04M -127,364 Closed
WAM
105
Wolverine Asset Management
Illinois
-$1.33M -82,788 Closed
Northern Trust
106
Northern Trust
Illinois
-$1.16M -72,370 Closed
Walleye Capital
107
Walleye Capital
New York
-$1.01M -63,064 Closed
LSC
108
Logan Stone Capital
Illinois
-$427K -26,593 Closed
KMWM
109
Keudell/Morrison Wealth Management
Oregon
-$247K -15,369 Closed
LFAS
110
Level Four Advisory Services
Texas
-$183K -11,400 Closed
Vanguard Capital Wealth Advisors
111
Vanguard Capital Wealth Advisors
Colorado
-$178K -11,100 Closed
CCM
112
Coldstream Capital Management
Washington
-$162K -10,089 Closed
AA
113
Ancora Advisors
Ohio
-$156K -9,688 Closed
AWA
114
Amplius Wealth Advisors
Pennsylvania
-$80K -5,000 Closed
SFM
115
Signet Financial Management
New Jersey
-$39K -2,415 Closed
MTWM
116
Masso Torrence Wealth Management
New Jersey
-$25K -1,531 Closed
CCM
117
Chilton Capital Management
Texas
-$12K -731 Closed
CA
118
Clearstead Advisors
Ohio
-$11K -700 Closed
SCA
119
Snowden Capital Advisors
New York
-$6K -400 Closed
Carson Wealth (CWM LLC)
120
Carson Wealth (CWM LLC)
Nebraska
-$2K -108 Closed
AWM
121
Atticus Wealth Management
Florida
+$290 +20 New