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NFJ

Virtus Dividend, Interest & Premium Strategy Fund

Name Holding Trade Value Shares
Change
Change in
Stake
GWMIA
101
Global Wealth Management Investment Advisory
Florida
$8K
BFG
102
Baron Financial Group
New Jersey
$7.43K
APA
103
American Portfolios Advisors
New York
$6.87K
GWM
104
Geneos Wealth Management
Colorado
$6K
AF
105
Advisornet Financial
Minnesota
$5K +$4.8K +313 New
OCM
106
Orion Capital Management
California
$5K +$5.52K +360 New
CFA
107
Carroll Financial Associates
North Carolina
$3K
IFAM
108
Institutional & Family Asset Management
Colorado
$3K
AssetMark Inc
109
AssetMark Inc
California
$3K +$3.29K +215 New
PCM
110
Penserra Capital Management
California
-$21.1M -1,397,049 Closed
Bank of Montreal
111
Bank of Montreal
Ontario, Canada
-$1.46M -88,462 Closed
Deutsche Bank
112
Deutsche Bank
Germany
-$612K -40,636 Closed
Susquehanna International Group
113
Susquehanna International Group
Pennsylvania
-$198K -13,158 Closed
SI
114
Stephens Inc
Arkansas
-$169K -11,192 Closed
CF
115
Copperwynd Financial
Arizona
-$163K -10,845 Closed
CW
116
CreativeOne Wealth
Kansas
-$159K -10,579 Closed
BCM
117
Brookstone Capital Management
Illinois
-$152K -10,088 Closed
HighTower Advisors
118
HighTower Advisors
Illinois
-$152K -10,083 Closed
ASN
119
Advisory Services Network
Georgia
-$29K -1,945 Closed
EVM
120
Eaton Vance Management
Massachusetts
+$185K +12,099 New