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NFJ

Virtus Dividend, Interest & Premium Strategy Fund

Name Holding Trade Value Shares
Change
Change in
Stake
TPWA
101
TRUE Private Wealth Advisors
Oregon
$9K
AF
102
Advisornet Financial
Minnesota
$7K
RCA
103
Ranch Capital Advisors
Florida
$7K
SFS
104
Sowell Financial Services
Arkansas
$7K +$420 +35 +5%
WLPWM
105
Walled Lake Planning & Wealth Management
Illinois
$6K +$8.02K +668 New
Carson Wealth (CWM LLC)
106
Carson Wealth (CWM LLC)
Nebraska
$5K
PA
107
Procyon Advisors
Connecticut
$4K
TFS
108
TrustCore Financial Services
Tennessee
$4K
GI
109
Gradient Investments
Minnesota
$4K +$4.6K +383 New
APA
110
American Portfolios Advisors
New York
$3.36K
CFA
111
Carroll Financial Associates
North Carolina
$2K
PFO
112
Pathstone Family Office
New Jersey
$1K -$42.1K -3,510 -98%
CA
113
Cornerstone Advisors
North Carolina
-$6.69M -514,661 Closed
Millennium Management
114
Millennium Management
New York
-$1.92M -147,981 Closed
QPWM
115
Quadrant Private Wealth Management
Pennsylvania
-$1.31M -101,049 Closed
Bank of New York Mellon
116
Bank of New York Mellon
New York
-$420K -32,346 Closed
AWM
117
AE Wealth Management
Kansas
-$354K -27,257 Closed
SS
118
Simplicity Solutions
Minnesota
-$325K -25,032 Closed
MA
119
MONECO Advisors
Connecticut
-$263K -19,872 Closed
CRWM
120
Castle Rock Wealth Management
California
-$214K -15,800 Closed
KOMWMG
121
Kerntke Otto McGlone Wealth Management Group
Wisconsin
-$170K -13,075 Closed
TFCP
122
Twin Focus Capital Partners
Massachusetts
-$132K -10,167 Closed
Deutsche Bank
123
Deutsche Bank
Germany
-$34K -2,650 Closed
FHA
124
Flagship Harbor Advisors
Massachusetts
-$27K -2,075 Closed
NFG
125
Next Financial Group
Texas
-$18K -1,400 Closed