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NFJ

Virtus Dividend, Interest & Premium Strategy Fund

Name Holding Trade Value Shares
Change
Change in
Stake
TPWA
101
TRUE Private Wealth Advisors
Oregon
$13K +$12.6K +1,000 New
AF
102
Advisornet Financial
Minnesota
$10K
RCA
103
Ranch Capital Advisors
Florida
$10K +$10.1K +800 New
SFS
104
Sowell Financial Services
Arkansas
$9K -$430 -34 -5%
Carson Wealth (CWM LLC)
105
Carson Wealth (CWM LLC)
Nebraska
$5K
TFS
106
TrustCore Financial Services
Tennessee
$5K
PA
107
Procyon Advisors
Connecticut
$5K +$4.91K +389 New
APA
108
American Portfolios Advisors
New York
$4.55K
GWM
109
Geneos Wealth Management
Colorado
$4K +$4.67K +370 New
CFA
110
Carroll Financial Associates
North Carolina
$3K
LCM
111
Landscape Capital Management
New Jersey
-$478K -39,130 Closed
AGM
112
Alpine Global Management
New York
-$315K -25,786 Closed
Jane Street
113
Jane Street
New York
-$269K -22,053 Closed
SDAM
114
Shulman DeMeo Asset Management
New York
-$243K -19,853 Closed
HF
115
HRT Financial
New York
-$202K -16,585 Closed
TC
116
Telemus Capital
Michigan
-$176K -14,428 Closed
OC
117
Oppenheimer & Co
New York
-$163K -13,340 Closed
Creative Planning
118
Creative Planning
Kansas
-$152K -12,454 Closed
BC
119
Brinker Capital
Pennsylvania
-$136K -11,126 Closed
FIA
120
FNY Investment Advisers
New York
-$116K -9,537 Closed
CIAS
121
Capital Investment Advisory Services
North Carolina
-$54K -4,411 Closed
TC
122
Trust Company
Kansas
-$6K -500 Closed
TRCT
123
Tower Research Capital (TRC)
New York
-$5K -408 Closed