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NFJ

Virtus Dividend, Interest & Premium Strategy Fund

Name Holding Trade Value Shares
Change
Change in
Stake
BWM
76
BerganKDV Wealth Management
Minnesota
$189K -$15.9K -1,019 -8%
LFAS
77
Level Four Advisory Services
Texas
$183K +$178K +11,400 New
Vanguard Capital Wealth Advisors
78
Vanguard Capital Wealth Advisors
Colorado
$178K
CF
79
Copperwynd Financial
Arizona
$171K +$166K +10,660 New
BFG
80
Berger Financial Group
Minnesota
$168K +$164K +10,487 New
BRWM
81
B. Riley Wealth Management
Tennessee
$165K -$10.9K -700 -6%
CCM
82
Coldstream Capital Management
Washington
$162K +$158K +10,089 New
CCG
83
Chatham Capital Group
Georgia
$161K
AA
84
Ancora Advisors
Ohio
$156K
CC
85
Commons Capital
Massachusetts
$154K +$150K +9,598 New
AWA
86
Amplius Wealth Advisors
Pennsylvania
$80K +$78.1K +5,000 New
HCP
87
Hexagon Capital Partners
Arkansas
$66K
NSIM
88
North Star Investment Management
Illinois
$64K
US Bancorp
89
US Bancorp
Minnesota
$54K
SFM
90
Signet Financial Management
New Jersey
$39K +$37.7K +2,415 New
HI
91
Harbour Investments
Wisconsin
$28K -$7.62K -488 -22%
BWL
92
Bogart Wealth LLC
Virginia
$26K
MTWM
93
Masso Torrence Wealth Management
New Jersey
$25K +$23.9K +1,531 New
FFWM
94
Future Financial Wealth Management
Ohio
$24K +$23.4K +1,500 New
EIP
95
Ellis Investment Partners
Pennsylvania
$22K
TWM
96
Tradition Wealth Management
Minnesota
$21K
RBC
97
Roble Belko & Company
Pennsylvania
$19K
TFGT
98
TS Financial Group (TSFG)
Illinois
$16K
SWA
99
SOA Wealth Advisors
New York
$15K
CCA
100
Column Capital Advisors
Indiana
$13K