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NFJ

Virtus Dividend, Interest & Premium Strategy Fund

Name Holding Trade Value Shares
Change
Change in
Stake
CPIG
76
Chicago Partners Investment Group
Illinois
$10K -$13K -1,000 -57%
Fifth Third Bancorp
77
Fifth Third Bancorp
Ohio
$10K -$3.25K -250 -25%
WAM
78
Wealthspire Advisors (Maryland)
Maryland
$9K +$7.26K +558 +323%
DIA
79
Davidson Investment Advisors
Montana
$9K +$9.76K +750 New
SNT
80
Security National Trust
West Virginia
$8K
MA
81
MUFG Americas
New York
$8K +$7.88K +605 New
WAM
82
Wolverine Asset Management
Illinois
$7K +$7.81K +600 New
CFA
83
Carroll Financial Associates
North Carolina
$3K -$3.25K -250 -50%
GWM
84
Geneos Wealth Management
Colorado
$2K
SEI Investments
85
SEI Investments
Pennsylvania
$2K
JP Morgan Chase
86
JP Morgan Chase
New York
$2K +$2.08K +160 New
LCM
87
Laurion Capital Management
New York
-$1.3M -102,813 Closed
SFS
88
Shaker Financial Services
Virginia
-$638K -50,566 Closed
ST
89
Sentinel Trust
Texas
-$464K -36,830 Closed
WAM
90
Weiss Asset Management
Massachusetts
-$302K -23,920 Closed
Squarepoint
91
Squarepoint
New York
-$250K -19,800 Closed
FMII
92
Farmers & Merchants Investments Inc
Nebraska
-$249K -19,734 Closed
TSS
93
Two Sigma Securities
New York
-$227K -18,038 Closed
TC
94
TFS Capital
Pennsylvania
-$215K -17,069 Closed
AA
95
AQR Arbitrage
Connecticut
-$208K -16,500 Closed
AA
96
Advisory Alpha
Michigan
-$55K -4,196 Closed
TWA
97
TCI Wealth Advisors
Arizona
-$19K -1,545 Closed
FAN
98
Financial Advisors Network
California
-$12.8K -983 Closed
IWM
99
IHT Wealth Management
Illinois
-$6K -450 Closed
NFG
100
Next Financial Group
Texas
-$4K -300 Closed