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NFJ

Virtus Dividend, Interest & Premium Strategy Fund

Name Holding Trade Value Shares
Change
Change in
Stake
TWA
76
TCI Wealth Advisors
Arizona
$19K +$19.3K +1,545 New
WA
77
WFG Advisors
Texas
$17K +$4.21K +336 +32%
RBC
78
Roble Belko & Company
Pennsylvania
$15K +$15.2K +1,213 New
Fifth Third Bancorp
79
Fifth Third Bancorp
Ohio
$13K -$4.49K -359 -26%
VIA
80
Vantage Investment Advisors
Pennsylvania
$13K
FAN
81
Financial Advisors Network
California
$12.8K +$12.3K +983 New
SNT
82
Security National Trust
West Virginia
$8K
CFA
83
Carroll Financial Associates
North Carolina
$6K
IWM
84
IHT Wealth Management
Illinois
$6K +$5.63K +450 New
NFG
85
Next Financial Group
Texas
$4K -$1.25K -100 -25%
GWM
86
Geneos Wealth Management
Colorado
$2K
SEI Investments
87
SEI Investments
Pennsylvania
$2K
WAM
88
Wealthspire Advisors (Maryland)
Maryland
$2K +$2.17K +173 New
Envestnet Asset Management
89
Envestnet Asset Management
Illinois
$1K -$23.6K -1,887 -94%
Manulife (Manufacturers Life Insurance)
90
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$1K -$789 -63 -50%
Bank of Nova Scotia
91
Bank of Nova Scotia
Ontario, Canada
-$2.58M -204,513 Closed
PCM
92
Pointe Capital Management
Michigan
-$2.43M -192,200 Closed
OFG
93
OTA Financial Group
New York
-$285K -22,604 Closed
CCP
94
Clough Capital Partners
Massachusetts
-$216K -17,110 Closed
Brown Advisory
95
Brown Advisory
Maryland
-$205K -16,220 Closed
PAG
96
Private Advisor Group
New Jersey
-$200K -16,119 Closed
FFSOTS
97
Fiduciary Financial Services of The Southwest
Texas
-$147K -11,598 Closed
IWMPD
98
Integrated Wealth Management (Palm Desert)
California
-$32K -2,515 Closed
KA
99
Klingman & Associates
New York
-$18K -1,400 Closed
CHP
100
Cable Hill Partners
Oregon
-$2K -158 Closed