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NFJ

Virtus Dividend, Interest & Premium Strategy Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Fifth Third Bancorp
76
Fifth Third Bancorp
Ohio
$20K +$20.4K +1,650 New
PSC
77
Prentiss Smith & Co
Vermont
$18K
KA
78
Klingman & Associates
New York
$17K
CPIG
79
Chicago Partners Investment Group
Illinois
$12K
WA
80
WFG Advisors
Texas
$12K
SNT
81
Security National Trust
West Virginia
$7K
CFA
82
Carroll Financial Associates
North Carolina
$6K +$6.17K +500 New
SFG
83
SevenBridge Financial Group
Pennsylvania
$3K +$3.09K +250 New
GWM
84
Geneos Wealth Management
Colorado
$2K
NFG
85
Next Financial Group
Texas
$1K
Manulife (Manufacturers Life Insurance)
86
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$1K +$778 +63 New
PPA
87
Parametric Portfolio Associates
Washington
-$9.13M -744,610 Closed
RCM
88
Rivernorth Capital Management
Florida
-$3.13M -255,046 Closed
SG Americas Securities
89
SG Americas Securities
New York
-$1.3M -106,028 Closed
AIG
90
American International Group
New York
-$637K -51,938 Closed
Janney Montgomery Scott
91
Janney Montgomery Scott
Pennsylvania
-$464K -37,887 Closed
ICM
92
Ionic Capital Management
New York
-$408K -33,300 Closed
Comerica Bank
93
Comerica Bank
Texas
-$135K -11,000 Closed
PAG
94
Private Advisor Group
New Jersey
-$131K -10,725 Closed
AA
95
Ancora Advisors
Ohio
-$123K -10,000 Closed
JP Morgan Chase
96
JP Morgan Chase
New York
-$96K -7,829 Closed
BA
97
BlackRock Advisors
Delaware
-$54K -4,400 Closed
GFM
98
Gramercy Funds Management
Connecticut
-$37K -3,000 Closed
DBT
99
Dubuque Bank & Trust
Iowa
-$17K -1,352 Closed
Schroder Investment Management Group
100
Schroder Investment Management Group
United Kingdom
-$15K -1,200 Closed