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NFJ

Virtus Dividend, Interest & Premium Strategy Fund

Name Holding Trade Value Shares
Change
Change in
Stake
GXMC
76
Global X Management Company
New York
$29K -$604 -52 -2%
CK
77
Carnick & Kubik
Colorado
$27K +$25.6K +2,200 New
Envestnet Asset Management
78
Envestnet Asset Management
Illinois
$25K +$23.2K +2,000 New
PSC
79
Prentiss Smith & Co
Vermont
$18K
DBT
80
Dubuque Bank & Trust
Iowa
$17K
KA
81
Klingman & Associates
New York
$17K
Schroder Investment Management Group
82
Schroder Investment Management Group
United Kingdom
$15K +$13.9K +1,200 New
Bank of Montreal
83
Bank of Montreal
Ontario, Canada
$12K
CPIG
84
Chicago Partners Investment Group
Illinois
$12K
WA
85
WFG Advisors
Texas
$12K
WAS
86
WESPAC Advisors SoCal
California
$9.81K
CA
87
CapWealth Advisors
Tennessee
$9K +$8.13K +700 New
SNT
88
Security National Trust
West Virginia
$7K
SEI Investments
89
SEI Investments
Pennsylvania
$7K +$6.74K +580 New
IA
90
IFP Advisors
Florida
$4K -$243K -20,876 -98%
GWM
91
Geneos Wealth Management
Colorado
$2K +$2.37K +204 New
NFG
92
Next Financial Group
Texas
$1K
TRCT
93
Tower Research Capital (TRC)
New York
$1K +$1.16K +100 New
CRC
94
Curi RMB Capital
Illinois
-$4.21M -339,787 Closed
SFS
95
Shaker Financial Services
Virginia
-$2.19M -176,459 Closed
WAM
96
Weiss Asset Management
Massachusetts
-$1.25M -100,886 Closed
Squarepoint
97
Squarepoint
New York
-$1.16M -93,800 Closed
VKH
98
Virtu KCG Holdings
New York
-$813K -65,582 Closed
CS
99
Credit Suisse
Switzerland
-$810K -65,357 Closed
DA
100
Doliver Advisors
Texas
-$652K -52,606 Closed