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NFJ

Virtus Dividend, Interest & Premium Strategy Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Envestnet Asset Management
51
Envestnet Asset Management
Illinois
$525K +$157K +11,890 +40%
PAS
52
Park Avenue Securities
New York
$520K +$545K +41,275 New
ICM
53
Ionic Capital Management
New York
$504K
Cetera Investment Advisers
54
Cetera Investment Advisers
Illinois
$473K -$269K -20,348 -35%
SWA
55
Sax Wealth Advisors
New Jersey
$464K
DWM
56
Diversify Wealth Management
Utah
$452K +$426K +32,270 New
Mariner
57
Mariner
Kansas
$444K -$50.5K -3,822 -10%
AWE
58
Avidian Wealth Enterprises
Texas
$442K +$66.3K +5,019 +17%
SA
59
Sanctuary Advisors
Indiana
$365K
VVP
60
Venture Visionary Partners
Ohio
$353K
Fifth Third Bancorp
61
Fifth Third Bancorp
Ohio
$343K +$358K +27,121 +31,174%
JWM
62
Jupiter Wealth Management
Colorado
$312K +$283K +21,421 New
CMMS
63
Comprehensive Money Management Services
Florida
$308K -$7.93K -600 -2%
LFAS
64
Level Four Advisory Services
Texas
$295K +$5.56K +421 +2%
KA
65
Kovack Advisors
Florida
$272K +$27.9K +2,108 +11%
PAG
66
Private Advisor Group
New Jersey
$271K -$9.21K -697 -3%
NFG
67
Nations Financial Group
Iowa
$252K
PA
68
Procyon Advisors
Connecticut
$231K +$39.8K +3,011 +20%
Janney Montgomery Scott
69
Janney Montgomery Scott
Pennsylvania
$230K +$5.23K +396 +2%
MHS
70
M Holdings Securities
Oregon
$226K -$21.2K -1,604 -9%
PWPS
71
Pinnacle Wealth Planning Services
Ohio
$224K -$23.5K -1,778 -9%
ATS
72
Ashton Thomas Securities
New York
$220K
SWP
73
Stratos Wealth Partners
Ohio
$219K -$7.21K -546 -3%
MYIA
74
Mount Yale Investment Advisors
Colorado
$218K
VAS
75
Vestmark Advisory Solutions
Massachusetts
$218K