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NFJ

Virtus Dividend, Interest & Premium Strategy Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Cambridge Investment Research Advisors
51
Cambridge Investment Research Advisors
Iowa
$531K +$84.2K +6,684 +20%
Envestnet Asset Management
52
Envestnet Asset Management
Illinois
$465K -$14.4K -1,145 -3%
MOS
53
MGO One Seven
Ohio
$402K -$83.9K -6,653 -18%
VVP
54
Venture Visionary Partners
Ohio
$395K -$81.5K -6,463 -18%
PWPS
55
Pinnacle Wealth Planning Services
Ohio
$379K -$479 -38 -0.1%
BRWA
56
B. Riley Wealth Advisors
Florida
$370K +$346K +27,424 New
CIA
57
Capital Investment Advisors
Georgia
$357K
PAG
58
Private Advisor Group
New Jersey
$326K -$133K -10,576 -30%
Walleye Trading
59
Walleye Trading
New York
$288K +$84.2K +6,677 +45%
JWM
60
Jupiter Wealth Management
Colorado
$277K +$106K +8,375 +69%
AO
61
Advisor OS
Illinois
$276K +$117K +9,261 +83%
SIM
62
Sonora Investment Management
Arizona
$262K
CCFM
63
Clear Creek Financial Management
Washington
$261K +$245K +19,445 New
BWM
64
BerganKDV Wealth Management
Minnesota
$258K -$53.6K -4,256 -18%
RJT
65
Raymond James Trust
Florida
$237K -$504 -40 -0.2%
IFG
66
Independent Financial Group
California
$234K
OMC
67
Old Mission Capital
Illinois
$229K +$215K +17,082 New
CF
68
Copperwynd Financial
Arizona
$197K -$12.5K -991 -6%
QCIG
69
Quad-Cities Investment Group
Iowa
$189K
HighTower Advisors
70
HighTower Advisors
Illinois
$185K +$16.1K +1,275 +10%
SI
71
Stephens Inc
Arkansas
$178K -$31K -2,459 -16%
AA
72
Ancora Advisors
Ohio
$176K
KF
73
Krilogy Financial
Missouri
$170K
BRWM
74
B. Riley Wealth Management
Tennessee
$158K -$38.9K -3,090 -21%
LFF
75
Level Four Financial
Texas
$153K +$144K +11,400 New