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NFJ

Virtus Dividend, Interest & Premium Strategy Fund

Name Holding Trade Value Shares
Change
Change in
Stake
PNC Financial Services Group
51
PNC Financial Services Group
Pennsylvania
$222K -$23.4K -1,850 -10%
CCP
52
Clough Capital Partners
Massachusetts
$216K -$122K -9,590 -36%
SPC
53
Sigma Planning Corp
Michigan
$215K +$3.8K +300 +2%
Brown Advisory
54
Brown Advisory
Maryland
$205K +$206K +16,220 New
KF
55
Krilogy Financial
Missouri
$201K -$80.5K -6,350 -29%
PAG
56
Private Advisor Group
New Jersey
$200K +$204K +16,119 New
WS
57
Wedbush Securities
California
$196K +$41.9K +3,303 +27%
SIM
58
Sonora Investment Management
Arizona
$190K
OC
59
Oppenheimer & Co
New York
$164K +$1.53K +121 +0.9%
FFSOTS
60
Fiduciary Financial Services of The Southwest
Texas
$147K -$12.2K -960 -8%
SFS
61
Shaker Financial Services
Virginia
$142K -$2.43M -192,105 -94%
SBIA
62
Sheaff Brock Investment Advisors
Indiana
$141K -$10.1K -800 -7%
GXMC
63
Global X Management Company
New York
$86K +$41.6K +3,282 +93%
US Bancorp
64
US Bancorp
Minnesota
$70K
WP
65
WealthPLAN Partners
Nebraska
$69.3K -$3.63K -286 -5%
Deutsche Bank
66
Deutsche Bank
Germany
$60K
Creative Planning
67
Creative Planning
Kansas
$40K
MFW
68
Mosaic Family Wealth
Missouri
$40K
CCMW
69
Cypress Capital Management (Wyoming)
Wyoming
$37.9K
Bank of Montreal
70
Bank of Montreal
Ontario, Canada
$34K
IWMPD
71
Integrated Wealth Management (Palm Desert)
California
$32K
Envestnet Asset Management
72
Envestnet Asset Management
Illinois
$25K -$8.54K -674 -25%
ACS
73
Archford Capital Strategies
Illinois
$24K -$1.27K -100 -5%
PSC
74
Prentiss Smith & Co
Vermont
$19K
KA
75
Klingman & Associates
New York
$18K