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NFJ

Virtus Dividend, Interest & Premium Strategy Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Bank of Montreal
51
Bank of Montreal
Ontario, Canada
$18K
WRM
52
Westport Resources Management
Connecticut
$18K
RFA
53
Reilly Financial Advisors
California
$18K +$16.2K +897 +871%
First Manhattan
54
First Manhattan
New York
$18K +$18K +1,000 New
HI
55
Hudock Inc
Pennsylvania
$16K
SNT
56
Security National Trust
West Virginia
$11K +$10.8K +600 New
MIM
57
Macroview Investment Management
Maryland
$9K
TRCT
58
Tower Research Capital (TRC)
New York
$7K -$411K -22,828 -98%
GI
59
Gradient Investments
Minnesota
$2K +$2.25K +125 New
BBPWM
60
Blue Bell Private Wealth Management
Pennsylvania
$1K
SG Americas Securities
61
SG Americas Securities
New York
-$2.07M -116,865 Closed
Cohen & Steers
62
Cohen & Steers
New York
-$1.83M -103,502 Closed
First Trust Advisors
63
First Trust Advisors
Illinois
-$910K -51,397 Closed
WIC
64
Woodmont Investment Counsel
Tennessee
-$195K -12,172 Closed
VKH
65
Virtu KCG Holdings
New York
-$195K -11,029 Closed
PTCG
66
Pring Turner Capital Group
California
-$81K -4,600 Closed
SGC
67
South Georgia Capital
Illinois
-$19K -1,100 Closed
Fifth Third Bancorp
68
Fifth Third Bancorp
Ohio
-$11K -600 Closed
ASN
69
Advisory Services Network
Georgia
-$8K -440 Closed
CFA
70
Carroll Financial Associates
North Carolina
-$7K -400 Closed