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NFJ

Virtus Dividend, Interest & Premium Strategy Fund

Name Holding Trade Value Shares
Change
Change in
Stake
AF
51
Arrow Financial
New York
$20K
SGC
52
South Georgia Capital
Illinois
$19K +$19.4K +1,100 New
Bank of Montreal
53
Bank of Montreal
Ontario, Canada
$18K
WRM
54
Westport Resources Management
Connecticut
$18K
Envestnet Asset Management
55
Envestnet Asset Management
Illinois
$17K +$17K +964 +96,400%
HI
56
Hudock Inc
Pennsylvania
$16K
Fifth Third Bancorp
57
Fifth Third Bancorp
Ohio
$11K -$36.4K -2,059 -77%
BFEC
58
Benjamin F. Edwards & Company
Missouri
$11K +$11.4K +643 New
MIM
59
Macroview Investment Management
Maryland
$9K
ASN
60
Advisory Services Network
Georgia
$8K +$7.77K +440 New
CFA
61
Carroll Financial Associates
North Carolina
$7K
RFA
62
Reilly Financial Advisors
California
$2K +$1.82K +103 New
BBPWM
63
Blue Bell Private Wealth Management
Pennsylvania
$1K +$883 +50 New
Comerica Bank
64
Comerica Bank
Texas
-$376K -22,346 Closed
JMPWA
65
JP Morgan Private Wealth Advisors
California
-$275K -16,308 Closed
GEM
66
Global Endowment Management
North Carolina
-$253K -15,000 Closed
ANTB
67
AMG National Trust Bank
Colorado
-$182K -10,800 Closed
GT
68
Glenmede Trust
Pennsylvania
-$3K -200 Closed
CTC
69
Central Trust Company
Missouri
-$2K -120 Closed