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NFJ

Virtus Dividend, Interest & Premium Strategy Fund

Name Holding Trade Value Shares
Change
Change in
Stake
PCM
26
Pointe Capital Management
Michigan
$1.89M -$49.6K -3,175 -3%
OWA
27
Opal Wealth Advisors
New York
$1.74M -$74.2K -4,754 -4%
LPL Financial
28
LPL Financial
California
$1.72M -$316K -20,250 -16%
Commonwealth Equity Services
29
Commonwealth Equity Services
Massachusetts
$1.67M -$78.9K -5,056 -5%
Envestnet Asset Management
30
Envestnet Asset Management
Illinois
$1.67M -$38K -2,434 -2%
Rockefeller Capital Management
31
Rockefeller Capital Management
New York
$1.5M -$15.6K -1,000 -1%
Bank of Montreal
32
Bank of Montreal
Ontario, Canada
$1.38M +$1.22M +77,975 New
WAM
33
Wolverine Asset Management
Illinois
$1.33M +$1.27M +81,288 +5,419%
Osaic Holdings
34
Osaic Holdings
Arizona
$1.28M -$43.9K -2,812 -3%
BWA
35
BDO Wealth Advisors
Florida
$1.23M -$26.1K -1,669 -2%
BFEC
36
Benjamin F. Edwards & Company
Missouri
$1.18M +$81.1K +5,194 +8%
Northern Trust
37
Northern Trust
Illinois
$1.16M +$799K +51,170 +241%
WA
38
Wealth Alliance
New York
$1.1M -$25.9K -1,660 -2%
Walleye Capital
39
Walleye Capital
New York
$1.01M +$47.1K +3,017 +5%
SWM
40
Sugarloaf Wealth Management
Georgia
$998K -$35.1K -2,250 -3%
COLIM
41
City of London Investment Management
United Kingdom
$906K
DADC
42
D.A. Davidson & Co
Montana
$841K +$12.3K +791 +2%
CAN
43
Cetera Advisor Networks
California
$796K -$366K -23,429 -32%
PAS
44
Park Avenue Securities
New York
$788K +$1.59K +102 +0.2%
Cambridge Investment Research Advisors
45
Cambridge Investment Research Advisors
Iowa
$759K +$61.3K +3,926 +9%
Janney Montgomery Scott
46
Janney Montgomery Scott
Pennsylvania
$695K +$2.31K +148 +0.3%
AP
47
Americana Partners
Texas
$623K +$190K +12,200 +46%
HWM
48
HB Wealth Management
Georgia
$598K +$581K +37,206 New
TCA
49
Transcend Capital Advisors
New Jersey
$592K -$52.6K -3,370 -8%
SPIA
50
Steward Partners Investment Advisory
New York
$591K +$157K +10,036 +37%