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NFJ

Virtus Dividend, Interest & Premium Strategy Fund

Name Holding Trade Value Shares
Change
Change in
Stake
IWA
26
IBEX Wealth Advisors
New Jersey
$1.2M +$153K +12,774 +11%
CRC
27
Curi RMB Capital
Illinois
$1.13M +$1.41M +117,222 New
Goldman Sachs
28
Goldman Sachs
New York
$1.08M +$1.36M +112,876 New
Commonwealth Equity Services
29
Commonwealth Equity Services
Massachusetts
$1.03M +$233K +19,369 +22%
COLIM
30
City of London Investment Management
United Kingdom
$1.01M -$29.1K -2,427 -2%
BBPWM
31
Blue Bell Private Wealth Management
Pennsylvania
$916K -$30K -2,501 -3%
Bank of Montreal
32
Bank of Montreal
Ontario, Canada
$894K -$394K -32,810 -26%
CAN
33
Cetera Advisor Networks
California
$839K -$23.4K -1,947 -2%
Thrivent Financial for Lutherans
34
Thrivent Financial for Lutherans
Minnesota
$817K
BFEC
35
Benjamin F. Edwards & Company
Missouri
$807K -$63.2K -5,264 -6%
Osaic Holdings
36
Osaic Holdings
Arizona
$685K +$856K +71,246 New
WA
37
Wealth Alliance
New York
$651K +$35.5K +2,957 +5%
SWM
38
Sugarloaf Wealth Management
Georgia
$636K +$21.1K +1,761 +3%
Rockefeller Capital Management
39
Rockefeller Capital Management
New York
$587K +$734K +61,121 New
DADC
40
D.A. Davidson & Co
Montana
$586K -$81.1K -6,751 -10%
Envestnet Asset Management
41
Envestnet Asset Management
Illinois
$496K +$31.3K +2,604 +5%
Citigroup
42
Citigroup
New York
$472K +$8.37K +697 +1%
PAS
43
Park Avenue Securities
New York
$469K +$52.7K +4,386 +10%
AGM
44
Alpine Global Management
New York
$417K +$521K +43,407 New
AA
45
AQR Arbitrage
Connecticut
$384K +$480K +39,951 New
Walleye Capital
46
Walleye Capital
New York
$374K +$191K +15,900 +69%
Mirae Asset Global Investments
47
Mirae Asset Global Investments
South Korea
$361K -$199K -16,585 -31%
VVP
48
Venture Visionary Partners
Ohio
$353K -$3.92K -326 -0.9%
Cambridge Investment Research Advisors
49
Cambridge Investment Research Advisors
Iowa
$352K +$7.04K +586 +2%
PAG
50
Private Advisor Group
New Jersey
$334K -$17.3K -1,444 -4%