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NFJ

Virtus Dividend, Interest & Premium Strategy Fund

Name Holding Trade Value Shares
Change
Change in
Stake
LCM
26
Landscape Capital Management
New Jersey
$1.6M -$992K -81,389 -39%
IWA
27
IBEX Wealth Advisors
New Jersey
$1.31M +$205K +16,843 +19%
CAN
28
Cetera Advisor Networks
California
$1.27M -$24.4K -2,005 -2%
QPWM
29
Quadrant Private Wealth Management
Pennsylvania
$1.2M
BFEC
30
Benjamin F. Edwards & Company
Missouri
$1.11M -$41.9K -3,433 -4%
Thrivent Financial for Lutherans
31
Thrivent Financial for Lutherans
Minnesota
$1.11M
Commonwealth Equity Services
32
Commonwealth Equity Services
Massachusetts
$1.03M -$21.9K -1,793 -2%
Envestnet Asset Management
33
Envestnet Asset Management
Illinois
$842K +$111K +9,133 +16%
DADC
34
D.A. Davidson & Co
Montana
$829K -$65.5K -5,374 -7%
COLIM
35
City of London Investment Management
United Kingdom
$818K
PAS
36
Park Avenue Securities
New York
$783K +$24.9K +2,045 +3%
LTFS
37
Ladenburg Thalmann Financial Services
Florida
$774K +$51.8K +4,250 +7%
Mirae Asset Global Investments
38
Mirae Asset Global Investments
South Korea
$557K +$37.8K +3,103 +7%
SKK
39
Shepherd Kaplan Krochuk
Massachusetts
$544K +$11.9K +980 +2%
Janney Montgomery Scott
40
Janney Montgomery Scott
Pennsylvania
$512K -$13.4K -1,100 -3%
FFSOTS
41
Fiduciary Financial Services of The Southwest
Texas
$503K -$227K -18,580 -31%
PAG
42
Private Advisor Group
New Jersey
$395K +$257K +21,093 +196%
MOS
43
MGO One Seven
Ohio
$383K +$6.79K +557 +2%
CIA
44
Capital Investment Advisors
Georgia
$379K +$5.13K +421 +1%
PWPS
45
Pinnacle Wealth Planning Services
Ohio
$374K +$7.46K +612 +2%
Cambridge Investment Research Advisors
46
Cambridge Investment Research Advisors
Iowa
$347K -$17.7K -1,452 -5%
AA
47
Ancora Advisors
Ohio
$341K
JWM
48
Jupiter Wealth Management
Colorado
$326K
LPL Financial
49
LPL Financial
California
$321K +$14.4K +1,179 +5%
AA
50
AQR Arbitrage
Connecticut
$313K -$310K -25,458 -50%