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NFJ

Virtus Dividend, Interest & Premium Strategy Fund

Name Holding Trade Value Shares
Change
Change in
Stake
WAM
26
Wolverine Asset Management
Illinois
$1.22M +$1.36M +114,065 New
BBPWM
27
Blue Bell Private Wealth Management
Pennsylvania
$1.21M +$382K +32,059 +40%
QPWM
28
Quadrant Private Wealth Management
Pennsylvania
$1.14M
CAN
29
Cetera Advisor Networks
California
$984K +$11.6K +969 +1%
Commonwealth Equity Services
30
Commonwealth Equity Services
Massachusetts
$961K -$65.7K -5,509 -6%
Thrivent Financial for Lutherans
31
Thrivent Financial for Lutherans
Minnesota
$958K
JIC
32
Joel Isaacson & Co
New York
$954K +$984K +82,500 New
DADC
33
D.A. Davidson & Co
Montana
$853K +$47.4K +3,972 +5%
PAS
34
Park Avenue Securities
New York
$736K +$739 +62 +0.1%
FFSOTS
35
Fiduciary Financial Services of The Southwest
Texas
$638K -$13.7K -1,150 -2%
BFEC
36
Benjamin F. Edwards & Company
Missouri
$607K -$440K -36,871 -39%
LTFS
37
Ladenburg Thalmann Financial Services
Florida
$597K +$406K +34,012 +156%
Bank of Montreal
38
Bank of Montreal
Ontario, Canada
$565K -$12.1K -1,012 -2%
Envestnet Asset Management
39
Envestnet Asset Management
Illinois
$541K +$326K +27,321 +117%
COLIM
40
City of London Investment Management
United Kingdom
$513K
SKK
41
Shepherd Kaplan Krochuk
Massachusetts
$480K +$52.6K +4,410 +11%
Janney Montgomery Scott
42
Janney Montgomery Scott
Pennsylvania
$474K +$8.85K +742 +2%
AA
43
AQR Arbitrage
Connecticut
$463K +$517K +43,391 New
Bank of Nova Scotia
44
Bank of Nova Scotia
Ontario, Canada
$435K -$23.6K -1,983 -5%
TJHA
45
Thomas J. Herzfeld Advisors
Florida
$414K -$1.09M -91,599 -70%
Mirae Asset Global Investments
46
Mirae Asset Global Investments
South Korea
$380K +$42.5K +3,566 +11%
SFS
47
Shaker Financial Services
Virginia
$378K -$91.3K -7,661 -18%
Cambridge Investment Research Advisors
48
Cambridge Investment Research Advisors
Iowa
$354K -$50.3K -4,216 -11%
CIA
49
Capital Investment Advisors
Georgia
$330K +$2.63K +221 +0.7%
MOS
50
MGO One Seven
Ohio
$290K -$26.8K -2,244 -8%