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NFJ

Virtus Dividend, Interest & Premium Strategy Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Jane Street
26
Jane Street
New York
$566K +$344K +19,127 +164%
OC
27
Oppenheimer & Co
New York
$454K +$18K +1,000 +4%
AIG
28
American International Group
New York
$452K +$12.5K +695 +3%
PWM
29
ParenteBeard Wealth Management
Pennsylvania
$409K -$29.1K -1,618 -7%
HighTower Advisors
30
HighTower Advisors
Illinois
$393K +$9.78K +543 +3%
Cambridge Investment Research Advisors
31
Cambridge Investment Research Advisors
Iowa
$387K -$40.1K -2,227 -10%
RVP
32
Relative Value Partners
Illinois
$360K -$13.7K -760 -4%
PAG
33
Private Advisor Group
New Jersey
$336K +$89.7K +4,978 +37%
HCM
34
Hollencrest Capital Management
California
$309K
Deutsche Bank
35
Deutsche Bank
Germany
$289K -$10.5K -583 -4%
AWM
36
Altavista Wealth Management
North Carolina
$269K
Goldman Sachs
37
Goldman Sachs
New York
$203K -$136K -7,527 -41%
US Bancorp
38
US Bancorp
Minnesota
$195K +$30.6K +1,700 +19%
LTFS
39
Ladenburg Thalmann Financial Services
Florida
$179K -$30.8K -1,711 -15%
BRWA
40
B. Riley Wealth Advisors
Florida
$129K -$3.04K -169 -2%
Citigroup
41
Citigroup
New York
$102K -$49.4K -2,741 -33%
Creative Planning
42
Creative Planning
Kansas
$90K -$48.8K -2,710 -36%
WA
43
WFG Advisors
Texas
$63K -$17.1K -952 -22%
Envestnet Asset Management
44
Envestnet Asset Management
Illinois
$58K +$39.4K +2,185 +226%
MA
45
MUFG Americas
New York
$51K +$50.2K +2,786 New
NES
46
New England Securities
New York
$34K
ACS
47
Archford Capital Strategies
Illinois
$29.3K +$28.7K +1,595 New
AF
48
Arrow Financial
New York
$21K
BFEC
49
Benjamin F. Edwards & Company
Missouri
$21K +$9.37K +520 +81%
RWM
50
Raffa Wealth Management
District of Columbia
$18.4K +$18K +1,000 New