MMD

MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD

Overview Fund Activity

36 hedge funds and large institutions have $65.2M invested in MainStay MacKay DefinedTerm Municipal Opportunities Fund in 2016 Q4 according to their latest regulatory filings, with 8 funds opening new positions, 13 increasing their positions, 10 reducing their positions, and 3 closing their positions.

Holders
36
Holders Change
+4
Holders Change %
+12.5%
% of All Funds
0.9%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
8
Increased
13
Reduced
10
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
1
Bank of America
North Carolina
$15.2M
2
Morgan Stanley
2
Morgan Stanley
New York
$8.86M
3
Invesco
3
Invesco
Georgia
$924K
4
RJA
4
Raymond James & Associates
Florida
$7.96M
5
SG Americas Securities
5
SG Americas Securities
New York
$493K

Top Sellers

1
GC
1
Guggenheim Capital
Illinois
$7.3M
2
VanEck Associates
2
VanEck Associates
New York
$1M
3
Wells Fargo
3
Wells Fargo
California
$2.13M
4
DA
4
Doliver Advisors
Texas
$0
5
HighTower Advisors
5
HighTower Advisors
Illinois
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Citigroup
26
Citigroup
New York
$235K 12,850 +8,687 +209%
SPIA
27
Steward Partners Investment Advisory
New York
$223K 12,200 +12,200 New
Royal Bank of Canada
28
Royal Bank of Canada
Ontario, Canada
$198K 10,830 +2,697 +33%
LTFS
29
Ladenburg Thalmann Financial Services
Florida
$103K 5,634 +1,375 +32%
PNC Financial Services Group
30
PNC Financial Services Group
Pennsylvania
$55K 3,000 – –
AIM
31
Advantage Investment Management
Iowa
$33K 1,800 – –
BRC
32
Bell Rock Capital
Delaware
$18K 1,000 +1,000 New
SEI Investments
33
SEI Investments
Pennsylvania
$12K 667 – –
NFG
34
Next Financial Group
Texas
$8K 434 – –
BIM
35
BlackRock Investment Management
Delaware
$4K 212 -5,000 -96%
AAP
36
Arax Advisory Partners
Colorado
$3K 164 +164 New
DA
37
Doliver Advisors
Texas
– – -11,377 Closed
HighTower Advisors
38
HighTower Advisors
Illinois
– – -10,516 Closed
IWM
39
Integrated Wealth Management
California
– – -1,400 Closed
1
2