MMD

MainStay MacKay DefinedTerm Municipal Opportunities Fund
MMD

Overview Fund Activity

27 hedge funds and large institutions have $41.3M invested in MainStay MacKay DefinedTerm Municipal Opportunities Fund in 2014 Q3 according to their latest regulatory filings, with 5 funds opening new positions, 11 increasing their positions, 7 reducing their positions, and 5 closing their positions.

Holders
27
Holders Change
–
Holders Change %
0%
% of All Funds
0.78%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
5
Increased
11
Reduced
7
Closed
5
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
RJA
1
Raymond James & Associates
Florida
$4.12M
2
U
2
UBS
Switzerland
$2.54M
3
SIA
3
Sit Investment Associates
Minnesota
$646K
4
GC
4
Guggenheim Capital
Illinois
$3.07M
5
AAM
5
Advisors Asset Management
Colorado
$2.65M

Top Sellers

1
Bank of America
1
Bank of America
North Carolina
$5.87M
2
Barclays
2
Barclays
United Kingdom
$0
3
CA
3
Cetera Advisors
Colorado
$943K
4
RBC
4
Ronald Blue & Co
Georgia
$0
5
AW
5
ACG Wealth
Georgia
$233K
Name Market Value Shares Shares
Change 		Shares
Change %
DADC
26
D.A. Davidson & Co
Montana
$9K 560 – –
GSC
27
Ground Swell Capital
South Carolina
$2K 100 +100 New
Barclays
28
Barclays
United Kingdom
– – -23,386 Closed
RBC
29
Ronald Blue & Co
Georgia
– – -11,000 Closed
WAM
30
Wolverine Asset Management
Illinois
– – -2,349 Closed
MWP
31
MYCIO Wealth Partners
Pennsylvania
– – -1,425 Closed
DBT
32
Dubuque Bank & Trust
Iowa
– – -1,000 Closed
1
2