Ground Swell Capital’s NYLIM MacKay DefinedTerm Muni Opportunities Fund MMD Stock Holding History

Ground Swell Capital’s Portfolio MMD Stock Details MMD Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	$2K	Buy	+100	New	+$1.75K	﹤0.01%	1910

Other funds holding MMD

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

Guggenheim Capital Chicago, Illinois $15.9B AUM 53.4% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.56B AUM 35.09% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

ArchPoint Investors Coral Gables, Florida $473M AUM 49.24% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return

Cetera Advisors Denver, Colorado $12.7B AUM 22.7% 1-Year Est. Return

Ground Swell Capital's MMD Position: Q3 2014 in Review

Ground Swell Capital opened a new position in NYLIM MacKay DefinedTerm Muni Opportunities Fund (MMD) in Q3 2014: 100 shares worth $2K. The stake represents ﹤0.01% of the portfolio and ranks #1910 among its holdings.

27 funds tracked by Wall St. Rank hold MMD as of Q3 2014.

Ground Swell Capital held 100 shares of NYLIM MacKay DefinedTerm Muni Opportunities Fund worth $2K as of Q3 2014.
NYLIM MacKay DefinedTerm Muni Opportunities Fund was a new Ground Swell Capital position in Q3 2014.
NYLIM MacKay DefinedTerm Muni Opportunities Fund made up ﹤0.01% of Ground Swell Capital's portfolio in Q3 2014, its #1910 holding.
27 funds tracked by Wall St. Rank held NYLIM MacKay DefinedTerm Muni Opportunities Fund as of Q3 2014.

Based on Ground Swell Capital's 13F filing for Q3 2014, filed 6 Nov 2014.