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iShares US Broker-Dealers & Securities Exchanges ETF
IAI

111 hedge funds and large institutions have $568M invested in iShares US Broker-Dealers & Securities Exchanges ETF in 2023 Q1 according to their latest regulatory filings, with 18 funds opening new positions, 33 increasing their positions, 51 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more funds holding in top 10

Funds holding in top 10: 3 → 4 (+1)

3.83% more ownership

Funds ownership: 70.91% → 74.74% (+3.8%)

3% less capital invested

Capital invested by funds: $587M → $568M (-$19.7M)

3% less funds holding

Funds holding: 115 → 111 (-4)

14% less first-time investments, than exits

New positions opened: 18 | Existing positions closed: 21

35% less repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 51

100% less call options, than puts

Call options by funds: $27K | Put options by funds: $10.9M

Holders
111
Holders Change
-4
Holders Change %
-3.48%
% of All Funds
1.77%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.06%
New
18
Increased
33
Reduced
51
Closed
21
Calls
$27K
Puts
$10.9M
Net Calls
-$10.8M
Net Calls Change
-$10.6M

Top Buyers

Rank Fund Capital Flow
1
Fisher Asset Management
Fisher Asset Management
Washington
+$81.3M
2
KHLMVGHM
Kranot Hishtalmut Le Morim Ve Gananot Havera Menahelet
Israel
+$22.6M
3
MWM
MinichMacGregor Wealth Management
New York
+$8.34M
4
KHLMTHM
Kranot Hishtalmut Le Morim Tichoniim Havera Menahelet
Israel
+$8.19M
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$2.51M

Top Sellers

Rank Fund Capital Flow
1
Bank of Montreal
Bank of Montreal
Ontario, Canada
-$23.1M
2
MIH
Meitav Investment House
Israel
-$21M
3
AssetMark Inc
AssetMark Inc
California
-$17.7M
4
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$13.6M
5
CCMG
Clark Capital Management Group
Pennsylvania
-$8.71M
Name Holding Trade Value Shares
Change 		Change in
Stake
CAL
126
Capital Analysts LLC
Pennsylvania
– -$109K -1,129 Closed
SWM
127
Spire Wealth Management
Virginia
– -$108K -1,127 Closed
CFGS
128
Concourse Financial Group Securities
Alabama
– -$34.7K -353 Closed
PWS
129
Paragon Wealth Strategies
Florida
– -$19.2K -200 Closed
S
130
SignatureFD
Georgia
– -$12.5K -130 Closed
MCC
131
Money Concepts Capital
Florida
– -$8.84K -92 Closed
OSAM
132
O'Shaughnessy Asset Management
Connecticut
– -$96 -1 Closed
2 3 4 5
6

IAI Hedge Fund Activity: Q1 2023 in Review

111 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in iShares US Broker-Dealers & Securities Exchanges ETF (IAI) for Q1 2023, worth a combined $568M — down 3.4% from $587M a quarter earlier.

Sellers outnumbered buyers: 21 funds closed out of IAI and 18 opened new positions — a net loss of 3 holders — while 51 trimmed existing stakes and 33 added.

The largest buyer was Fisher Asset Management, adding an estimated $81.3M. The largest seller was Bank of Montreal, exiting entirely with an estimated $23.1M sold.

  • 111 institutional investors held iShares US Broker-Dealers & Securities Exchanges ETF (IAI) as of Q1 2023, down from 115 in Q4 2022.
  • Funds reported $568M of iShares US Broker-Dealers & Securities Exchanges ETF stock for Q1 2023, down 3.4% quarter-over-quarter.
  • 18 funds opened new iShares US Broker-Dealers & Securities Exchanges ETF positions in Q1 2023 and 21 closed out, a net change of -3 holders.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF buyer in Q1 2023 was Fisher Asset Management, an estimated $81.3M added.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF seller in Q1 2023 was Bank of Montreal, an estimated $23.1M sold.

Based on aggregated 13F filings for Q1 2023.