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iShares US Broker-Dealers & Securities Exchanges ETF

115 hedge funds and large institutions have $461M invested in iShares US Broker-Dealers & Securities Exchanges ETF in 2021 Q3 according to their latest regulatory filings, with 29 funds opening new positions, 48 increasing their positions, 23 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

314% more first-time investments, than exits

New positions opened: 29 | Existing positions closed: 7

109% more repeat investments, than reductions

Existing positions increased: 48 | Existing positions reduced: 23

22% more funds holding

Funds holding: 94115 (+21)

6% less call options, than puts

Call options by funds: $2.21M | Put options by funds: $2.36M

3.09% less ownership

Funds ownership: 55.68%52.59% (-3.1%)

11% less capital invested

Capital invested by funds: $520M → $461M (-$58.9M)

Holders
115
Holders Change
+21
Holders Change %
+22.34%
% of All Funds
2.01%
Holding in Top 10
3
Holding in Top 10 Change
+3
Holding in Top 10 Change %
% of All Funds
0.05%
New
29
Increased
48
Reduced
23
Closed
7
Calls
$2.21M
Puts
$2.36M
Net Calls
-$144K
Net Calls Change
-$810K
Name Holding Trade Value Shares
Change
Change in
Stake
FFA
101
Founders Financial Alliance
North Carolina
$22K +$21.8K +207 New
AWA
102
Arkadios Wealth Advisors
Georgia
$14K
BW
103
Bison Wealth
Georgia
$13K -$1.69K -16 -11%
COCM
104
Charter Oak Capital Management
New Hampshire
$13K
S
105
SignatureFD
Georgia
$13K
CAAS
106
Capital Asset Advisory Services
Michigan
$10K
CCM
107
Covington Capital Management
California
$10K +$1.47K +14 +18%
TCWM
108
Total Clarity Wealth Management
Illinois
$8K +$7.9K +75 New
Northwestern Mutual Wealth Management
109
Northwestern Mutual Wealth Management
Wisconsin
$7K -$15.4K -146 -69%
SWM
110
Spire Wealth Management
Virginia
$7K +$7.37K +70 New
KFS
111
Kelly Financial Services
Massachusetts
$3.97K -$403K -3,831 -99%
TRCT
112
Tower Research Capital (TRC)
New York
$3K -$924K -8,771 -100%
AAP
113
Arax Advisory Partners
Colorado
$3K
GKWIM
114
Gerber Kawasaki Wealth & Investment Management
California
$2K +$211 +2 New
HNB
115
Huntington National Bank
Ohio
$1K
ACP
116
Aveo Capital Partners
Colorado
-$4.33M -42,377 Closed
BCI
117
Brinker Capital Investments
Pennsylvania
-$2.86M -28,000 Closed
W
118
WealthOne
New York
-$462K -4,529 Closed
SCA
119
Snowden Capital Advisors
New York
-$378K -3,701 Closed
LWANC
120
Laurel Wealth Advisors (North Carolina)
North Carolina
-$33K -323 Closed
GWM
121
Geneos Wealth Management
Colorado
-$32K -313 Closed
Fifth Third Bancorp
122
Fifth Third Bancorp
Ohio
-$8K -75 Closed

IAI Hedge Fund Activity: Q3 2021 in Review

115 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in iShares US Broker-Dealers & Securities Exchanges ETF (IAI) for Q3 2021, worth a combined $461M — down 11% from $520M a quarter earlier.

Buyers outnumbered sellers: 29 funds opened new IAI positions and 7 closed out — a net gain of 22 holders — while 48 added to existing stakes and 23 trimmed.

The largest buyer was Affinity Wealth Management, opening a new position worth an estimated $21.6M. The largest seller was AssetMark Inc, cutting an estimated $162M.

  • 115 institutional investors held iShares US Broker-Dealers & Securities Exchanges ETF (IAI) as of Q3 2021, up from 94 in Q2 2021.
  • Funds reported $461M of iShares US Broker-Dealers & Securities Exchanges ETF stock for Q3 2021, down 11% quarter-over-quarter.
  • 29 funds opened new iShares US Broker-Dealers & Securities Exchanges ETF positions in Q3 2021 and 7 closed out, a net change of +22 holders.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF buyer in Q3 2021 was Affinity Wealth Management, an estimated $21.6M added.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF seller in Q3 2021 was AssetMark Inc, an estimated $162M sold.

Based on aggregated 13F filings for Q3 2021.