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iShares US Broker-Dealers & Securities Exchanges ETF
IAI

182 hedge funds and large institutions have $1.4B invested in iShares US Broker-Dealers & Securities Exchanges ETF in 2024 Q4 according to their latest regulatory filings, with 55 funds opening new positions, 50 increasing their positions, 54 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

280% more call options, than puts

Call options by funds: $3.83M | Put options by funds: $1.01M

189% more first-time investments, than exits

New positions opened: 55 | Existing positions closed: 19

100% more funds holding in top 10

Funds holding in top 10: 2 → 4 (+2)

21% more funds holding

Funds holding: 150 → 182 (+32)

21% more capital invested

Capital invested by funds: $1.16B → $1.4B (+$245M)

7% less repeat investments, than reductions

Existing positions increased: 50 | Existing positions reduced: 54

7.58% less ownership

Funds ownership: 85.59% → 78% (-7.6%)

Holders
182
Holders Change
+32
Holders Change %
+21.33%
% of All Funds
2.4%
Holding in Top 10
4
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
55
Increased
50
Reduced
54
Closed
19
Calls
$3.83M
Puts
$1.01M
Net Calls
+$2.83M
Net Calls Change
+$2.17M

Top Buyers

Rank Fund Capital Flow
1
MML Investors Services
MML Investors Services
Massachusetts
+$28.2M
2
Morgan Stanley
Morgan Stanley
New York
+$22.9M
3
EE
EWG Elevate
California
+$12.2M
4
Ameriprise
Ameriprise
Minnesota
+$11.3M
5
ASN
Advisory Services Network
Georgia
+$11M

Top Sellers

Rank Fund Capital Flow
1
Truist Financial
Truist Financial
North Carolina
-$8.7M
2
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$8.56M
3
WA
WestEnd Advisors
North Carolina
-$8.24M
4
Janney Montgomery Scott
Janney Montgomery Scott
Pennsylvania
-$8.01M
5
AssetMark Inc
AssetMark Inc
California
-$5.59M
Name Holding Trade Value Shares
Change 		Change in
Stake
Jones Financial Companies
76
Jones Financial Companies
Missouri
$729K +$159K +1,111 +28%
JWM
77
Jackson Wealth Management
Florida
$714K +$707K +4,954 New
Commonwealth Equity Services
78
Commonwealth Equity Services
Massachusetts
$712K +$81.8K +573 +13%
GS
79
GTS Securities
New York
$712K +$705K +4,941 New
SI
80
Stephens Inc
Arkansas
$626K -$52.7K -369 -8%
Fidelity Investments
81
Fidelity Investments
Massachusetts
$624K +$71.8K +503 +13%
PAS
82
Park Avenue Securities
New York
$621K +$299K +2,098 +95%
AWM
83
Avitas Wealth Management
California
$574K -$32.8K -230 -5%
HVP
84
Hudson Value Partners
Florida
$558K +$552K +3,869 New
D.E. Shaw & Co
85
D.E. Shaw & Co
New York
$554K +$548K +3,842 New
FTS
86
Fifth Third Securities
Ohio
$549K +$544K +3,811 New
HAS
87
HBW Advisory Services
California
$533K -$66.8K -468 -11%
AWM
88
Aprio Wealth Management
Georgia
$520K +$515K +3,612 New
WAP
89
Wealthcare Advisory Partners
Pennsylvania
$503K +$498K +3,492 New
RWB
90
RMR Wealth Builders
New Jersey
$487K -$999 -7 -0.2%
WA
91
Waverly Advisors
Alabama
$442K +$438K +3,066 New
AWCI
92
Alpine Woods Capital Investors
New York
$432K – – –
KNW
93
Kesler Norman & Wride
Utah
$432K +$999 +7 +0.2%
MA
94
Maxele Advisors
Missouri
$425K +$421K +2,951 New
HH
95
Hilltop Holdings
Texas
$424K -$21.7K -152 -5%
KWA
96
Kingswood Wealth Advisors
California
$419K +$415K +2,911 New
AWA
97
Arete Wealth Advisors
Illinois
$380K -$98.9K -693 -21%
Comerica Bank
98
Comerica Bank
Texas
$378K -$39K -273 -9%
PS
99
Principal Securities
Iowa
$376K +$358K +2,507 +2,388%
KAS
100
Kestra Advisory Services
Texas
$367K +$363K +2,544 New
2 3
4
5 6

IAI Hedge Fund Activity: Q4 2024 in Review

182 of the 7,592 institutional investors tracked by Wall St. Rank reported a position in iShares US Broker-Dealers & Securities Exchanges ETF (IAI) for Q4 2024, worth a combined $1.4B — up 21% from $1.16B a quarter earlier.

Buyers outnumbered sellers: 55 funds opened new IAI positions and 19 closed out — a net gain of 36 holders — while 50 added to existing stakes and 54 trimmed.

The largest buyer was MML Investors Services, adding an estimated $28.2M. The largest seller was Truist Financial, cutting an estimated $8.7M.

  • 182 institutional investors held iShares US Broker-Dealers & Securities Exchanges ETF (IAI) as of Q4 2024, up from 150 in Q3 2024.
  • Funds reported $1.4B of iShares US Broker-Dealers & Securities Exchanges ETF stock for Q4 2024, up 21% quarter-over-quarter.
  • 55 funds opened new iShares US Broker-Dealers & Securities Exchanges ETF positions in Q4 2024 and 19 closed out, a net change of +36 holders.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF buyer in Q4 2024 was MML Investors Services, an estimated $28.2M added.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF seller in Q4 2024 was Truist Financial, an estimated $8.7M sold.

Based on aggregated 13F filings for Q4 2024.