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iShares US Broker-Dealers & Securities Exchanges ETF

115 hedge funds and large institutions have $587M invested in iShares US Broker-Dealers & Securities Exchanges ETF in 2022 Q4 according to their latest regulatory filings, with 33 funds opening new positions, 40 increasing their positions, 29 reducing their positions, and 9 closing their positions.

New
Increased
Maintained
Reduced
Closed

267% more first-time investments, than exits

New positions opened: 33 | Existing positions closed: 9

200% more funds holding in top 10

Funds holding in top 10: 13 (+2)

81% more capital invested

Capital invested by funds: $324M → $587M (+$263M)

38% more repeat investments, than reductions

Existing positions increased: 40 | Existing positions reduced: 29

22% more funds holding

Funds holding: 94115 (+21)

1.95% more ownership

Funds ownership: 68.95%70.91% (+2%)

43% less call options, than puts

Call options by funds: $365K | Put options by funds: $644K

Holders
115
Holders Change
+21
Holders Change %
+22.34%
% of All Funds
1.85%
Holding in Top 10
3
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+200%
% of All Funds
0.05%
New
33
Increased
40
Reduced
29
Closed
9
Calls
$365K
Puts
$644K
Net Calls
-$279K
Net Calls Change
-$279K
Name Holding Trade Value Shares
Change
Change in
Stake
DJYG
76
David J. Yvars Group
Florida
$274K
Cambridge Investment Research Advisors
77
Cambridge Investment Research Advisors
Iowa
$269K -$81.9K -855 -23%
CF
78
Centaurus Financial
California
$265K +$264K +2,761 New
IFG
79
Independent Financial Group
California
$250K +$11.8K +123 +5%
GCM
80
Gunderson Capital Management
South Carolina
$242K +$241K +2,514 New
NWA
81
Navis Wealth Advisors
New York
$240K
DBIA
82
Dumont & Blake Investment Advisors
New Jersey
$240K +$2.49K +26 +1%
GEA
83
Glen Eagle Advisors
New Jersey
$221K +$19.5K +204 +10%
CIM
84
Corbyn Investment Management
Maryland
$216K +$215K +2,243 New
AWM
85
Avitas Wealth Management
California
$214K +$214K +2,231 New
GSIAS
86
Garden State Investment Advisory Services
New Jersey
$212K +$211K +2,203 New
FCM
87
Family Capital Management
Michigan
$205K +$204K +2,130 New
IA
88
IFG Advisory
Georgia
$200K -$61.7K -644 -24%
Fidelity Investments
89
Fidelity Investments
Massachusetts
$183K -$102K -1,063 -36%
NSIM
90
North Star Investment Management
Illinois
$158K +$158K +1,645 New
GRP
91
Global Retirement Partners
California
$136K +$670 +7 +0.5%
Northwestern Mutual Wealth Management
92
Northwestern Mutual Wealth Management
Wisconsin
$131K +$5.46K +57 +4%
IA
93
IFP Advisors
Florida
$119K +$65.9K +688 +65%
MWM
94
MinichMacGregor Wealth Management
New York
$111K +$110K +1,150 New
CAL
95
Capital Analysts LLC
Pennsylvania
$109K +$108K +1,129 New
SWM
96
Spire Wealth Management
Virginia
$108K +$30.9K +323 +40%
Citigroup
97
Citigroup
New York
$65.8K
FFA
98
Founders Financial Alliance
North Carolina
$62K -$1.25K -13 -2%
JP Morgan Chase
99
JP Morgan Chase
New York
$58K +$49.6K +518 +563%
HI
100
Harbour Investments
Wisconsin
$47.6K +$44.5K +465 +1,550%

IAI Hedge Fund Activity: Q4 2022 in Review

115 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in iShares US Broker-Dealers & Securities Exchanges ETF (IAI) for Q4 2022, worth a combined $587M — up 81% from $324M a quarter earlier.

Buyers outnumbered sellers: 33 funds opened new IAI positions and 9 closed out — a net gain of 24 holders — while 40 added to existing stakes and 29 trimmed.

The largest buyer was AssetMark Inc, adding an estimated $138M. The largest seller was Meitav Investment House, cutting an estimated $6.95M.

  • 115 institutional investors held iShares US Broker-Dealers & Securities Exchanges ETF (IAI) as of Q4 2022, up from 94 in Q3 2022.
  • Funds reported $587M of iShares US Broker-Dealers & Securities Exchanges ETF stock for Q4 2022, up 81% quarter-over-quarter.
  • 33 funds opened new iShares US Broker-Dealers & Securities Exchanges ETF positions in Q4 2022 and 9 closed out, a net change of +24 holders.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF buyer in Q4 2022 was AssetMark Inc, an estimated $138M added.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF seller in Q4 2022 was Meitav Investment House, an estimated $6.95M sold.

Based on aggregated 13F filings for Q4 2022.