We are live on ! Find out more
IAI icon

iShares US Broker-Dealers & Securities Exchanges ETF

115 hedge funds and large institutions have $461M invested in iShares US Broker-Dealers & Securities Exchanges ETF in 2021 Q3 according to their latest regulatory filings, with 29 funds opening new positions, 48 increasing their positions, 23 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

314% more first-time investments, than exits

New positions opened: 29 | Existing positions closed: 7

109% more repeat investments, than reductions

Existing positions increased: 48 | Existing positions reduced: 23

22% more funds holding

Funds holding: 94115 (+21)

6% less call options, than puts

Call options by funds: $2.21M | Put options by funds: $2.36M

3.09% less ownership

Funds ownership: 55.68%52.59% (-3.1%)

11% less capital invested

Capital invested by funds: $520M → $461M (-$58.9M)

Holders
115
Holders Change
+21
Holders Change %
+22.34%
% of All Funds
2.01%
Holding in Top 10
3
Holding in Top 10 Change
+3
Holding in Top 10 Change %
% of All Funds
0.05%
New
29
Increased
48
Reduced
23
Closed
7
Calls
$2.21M
Puts
$2.36M
Net Calls
-$144K
Net Calls Change
-$810K
Name Holding Trade Value Shares
Change
Change in
Stake
NA
76
NewEdge Advisors
Louisiana
$297K +$300K +2,849 New
NFG
77
Next Financial Group
Texas
$276K -$527 -5 -0.2%
TW
78
TrinityPoint Wealth
Connecticut
$274K +$276K +2,625 New
NWA
79
Navis Wealth Advisors
New York
$261K
WANY
80
Wealthspire Advisors (New York)
New York
$259K +$262K +2,485 New
CIM
81
Corbyn Investment Management
Maryland
$254K
HWA
82
HCR Wealth Advisors
California
$248K -$5.16K -49 -2%
IFG
83
Independent Financial Group
California
$245K +$10K +95 +4%
WAP
84
Wealthcare Advisory Partners
Pennsylvania
$243K +$246K +2,332 New
FTUS
85
Flow Traders U.S.
New York
$238K -$4.01M -38,077 -94%
AAS
86
Avantax Advisory Services
Texas
$231K +$234K +2,221 New
CFGS
87
Concourse Financial Group Securities
Alabama
$222K +$220K +2,086 +4,636%
GEA
88
Glen Eagle Advisors
New Jersey
$219K
Fidelity Investments
89
Fidelity Investments
Massachusetts
$208K +$16.6K +158 +9%
Koshinski Asset Management
90
Koshinski Asset Management
Illinois
$175K +$177K +1,681 New
CF
91
Centaurus Financial
California
$164K
AP
92
Advisors Preferred
Maryland
$163K +$22.6K +215 +16%
Simplex Trading
93
Simplex Trading
Illinois
$139K
BDWM
94
Brewin Dolphin Wealth Management
Ireland
$109K -$48.4K -460 -31%
AssetMark Inc
95
AssetMark Inc
California
$90K -$162M -1,538,045 -100%
GRP
96
Global Retirement Partners
California
$85K +$34.5K +328 +67%
AF
97
Advisornet Financial
Minnesota
$75K +$75.2K +714 New
Citigroup
98
Citigroup
New York
$72K
TFO
99
Tarbox Family Office
California
$61K +$61.1K +580 New
PNC Financial Services Group
100
PNC Financial Services Group
Pennsylvania
$23K +$23.6K +224 New

IAI Hedge Fund Activity: Q3 2021 in Review

115 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in iShares US Broker-Dealers & Securities Exchanges ETF (IAI) for Q3 2021, worth a combined $461M — down 11% from $520M a quarter earlier.

Buyers outnumbered sellers: 29 funds opened new IAI positions and 7 closed out — a net gain of 22 holders — while 48 added to existing stakes and 23 trimmed.

The largest buyer was Affinity Wealth Management, opening a new position worth an estimated $21.6M. The largest seller was AssetMark Inc, cutting an estimated $162M.

  • 115 institutional investors held iShares US Broker-Dealers & Securities Exchanges ETF (IAI) as of Q3 2021, up from 94 in Q2 2021.
  • Funds reported $461M of iShares US Broker-Dealers & Securities Exchanges ETF stock for Q3 2021, down 11% quarter-over-quarter.
  • 29 funds opened new iShares US Broker-Dealers & Securities Exchanges ETF positions in Q3 2021 and 7 closed out, a net change of +22 holders.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF buyer in Q3 2021 was Affinity Wealth Management, an estimated $21.6M added.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF seller in Q3 2021 was AssetMark Inc, an estimated $162M sold.

Based on aggregated 13F filings for Q3 2021.