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iShares US Broker-Dealers & Securities Exchanges ETF
IAI

94 hedge funds and large institutions have $520M invested in iShares US Broker-Dealers & Securities Exchanges ETF in 2021 Q2 according to their latest regulatory filings, with 34 funds opening new positions, 36 increasing their positions, 12 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

325% more capital invested

Capital invested by funds: $122M → $520M (+$397M)

283% more call options, than puts

Call options by funds: $901K | Put options by funds: $235K

240% more first-time investments, than exits

New positions opened: 34 | Existing positions closed: 10

200% more repeat investments, than reductions

Existing positions increased: 36 | Existing positions reduced: 12

34% more funds holding

Funds holding: 70 → 94 (+24)

11.08% more ownership

Funds ownership: 44.6% → 55.68% (+11%)

Holders
94
Holders Change
+24
Holders Change %
+34.29%
% of All Funds
1.64%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
34
Increased
36
Reduced
12
Closed
10
Calls
$901K
Puts
$235K
Net Calls
+$666K
Net Calls Change
+$214K

Top Buyers

Rank Fund Capital Flow
1
AssetMark Inc
AssetMark Inc
California
+$152M
2
Morgan Stanley
Morgan Stanley
New York
+$27.9M
3
Wells Fargo
Wells Fargo
California
+$18.8M
4
SFI
SPC Financial Inc
Maryland
+$18.3M
5
Osaic Holdings
Osaic Holdings
Arizona
+$15.2M

Top Sellers

Rank Fund Capital Flow
1
MIH
Meitav Investment House
Israel
-$15.3M
2
LPL Financial
LPL Financial
California
-$5.67M
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$4.42M
4
BCM
Barometer Capital Management
Ontario, Canada
-$1.12M
5
CM
Columbus Macro
Pennsylvania
-$775K
Name Holding Trade Value Shares
Change 		Change in
Stake
APA
76
American Portfolios Advisors
New York
$73.2K +$62.9K +637 +796%
Citigroup
77
Citigroup
New York
$70K – – –
SMG
78
Spectrum Management Group
Indiana
$66K +$63.5K +644 New
GRP
79
Global Retirement Partners
California
$50K -$7.2K -73 -13%
KFS
80
Kelly Financial Services
Massachusetts
$38K +$378K +3,831 +10,082%
LWANC
81
Laurel Wealth Advisors (North Carolina)
North Carolina
$33K +$31.9K +323 New
GWM
82
Geneos Wealth Management
Colorado
$32K +$30.9K +313 New
Northwestern Mutual Wealth Management
83
Northwestern Mutual Wealth Management
Wisconsin
$22K +$21K +213 New
BW
84
Bison Wealth
Georgia
$14K – – –
S
85
SignatureFD
Georgia
$13K +$99 +1 +0.8%
AWA
86
Arkadios Wealth Advisors
Georgia
$13K +$9.87K +100 +286%
COCM
87
Charter Oak Capital Management
New Hampshire
$12K – – –
CAAS
88
Capital Asset Advisory Services
Michigan
$10K – – –
Fifth Third Bancorp
89
Fifth Third Bancorp
Ohio
$8K +$7.4K +75 New
CCM
90
Covington Capital Management
California
$8K +$7.79K +79 New
Carson Wealth (CWM LLC)
91
Carson Wealth (CWM LLC)
Nebraska
$6K – – –
CFGS
92
Concourse Financial Group Securities
Alabama
$5K +$4.44K +45 New
AAP
93
Arax Advisory Partners
Colorado
$3K +$2.47K +25 New
BCM
94
Barometer Capital Management
Ontario, Canada
– -$1.12M -12,200 Closed
CM
95
Columbus Macro
Pennsylvania
– -$775K -8,406 Closed
Koshinski Asset Management
96
Koshinski Asset Management
Illinois
– -$518K -5,619 Closed
Goldman Sachs
97
Goldman Sachs
New York
– -$216K -2,340 Closed
FA
98
FDx Advisors
Illinois
– -$207K -2,248 Closed
VFA
99
Voya Financial Advisors
Connecticut
– -$202K -2,182 Closed
MPCG
100
Matrix Private Capital Group
New York
– -$142K -1,537 Closed
1 2 3
4
5

IAI Hedge Fund Activity: Q2 2021 in Review

94 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in iShares US Broker-Dealers & Securities Exchanges ETF (IAI) for Q2 2021, worth a combined $520M — up 325% from $122M a quarter earlier.

Buyers outnumbered sellers: 34 funds opened new IAI positions and 10 closed out — a net gain of 24 holders — while 36 added to existing stakes and 12 trimmed.

The largest buyer was AssetMark Inc, opening a new position worth an estimated $152M. The largest seller was Meitav Investment House, cutting an estimated $15.3M.

  • 94 institutional investors held iShares US Broker-Dealers & Securities Exchanges ETF (IAI) as of Q2 2021, up from 70 in Q1 2021.
  • Funds reported $520M of iShares US Broker-Dealers & Securities Exchanges ETF stock for Q2 2021, up 325% quarter-over-quarter.
  • 34 funds opened new iShares US Broker-Dealers & Securities Exchanges ETF positions in Q2 2021 and 10 closed out, a net change of +24 holders.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF buyer in Q2 2021 was AssetMark Inc, an estimated $152M added.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF seller in Q2 2021 was Meitav Investment House, an estimated $15.3M sold.

Based on aggregated 13F filings for Q2 2021.