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iShares US Broker-Dealers & Securities Exchanges ETF

83 hedge funds and large institutions have $283M invested in iShares US Broker-Dealers & Securities Exchanges ETF in 2023 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 16 increasing their positions, 31 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

0% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 10

1% less funds holding

Funds holding: 8483 (-1)

9.68% less ownership

Funds ownership: 85.06%75.38% (-9.7%)

21% less capital invested

Capital invested by funds: $359M → $283M (-$76.4M)

48% less repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 31

87% less call options, than puts

Call options by funds: $46K | Put options by funds: $364K

Holders
83
Holders Change
-1
Holders Change %
-1.19%
% of All Funds
1.32%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.03%
New
10
Increased
16
Reduced
31
Closed
10
Calls
$46K
Puts
$364K
Net Calls
-$318K
Net Calls Change
+$3.08M
Name Holding Trade Value Shares
Change
Change in
Stake
CIM
51
Corbyn Investment Management
Maryland
$202K
GEA
52
Glen Eagle Advisors
New Jersey
$196K -$13.3K -141 -6%
NSIM
53
North Star Investment Management
Illinois
$150K
Fidelity Investments
54
Fidelity Investments
Massachusetts
$150K +$189 +2 +0.1%
GRP
55
Global Retirement Partners
California
$114K -$14.8K -157 -11%
JP Morgan Chase
56
JP Morgan Chase
New York
$94.9K
NA
57
NewEdge Advisors
Louisiana
$92.9K -$36.5K -386 -27%
Northwestern Mutual Wealth Management
58
Northwestern Mutual Wealth Management
Wisconsin
$81.1K -$9.93K -105 -11%
AIC
59
Ayalon Insurance Company
Israel
$73K
Citigroup
60
Citigroup
New York
$62.4K
BL
61
Balentine LLC
Georgia
$40.3K
RFA
62
Resurgent Financial Advisors
Georgia
$37.5K
PTC
63
Private Trust Company
Ohio
$28.3K +$29.4K +311 New
TAM
64
Tucker Asset Management
Colorado
$25.6K
FFA
65
Founders Financial Alliance
North Carolina
$25.3K
SS
66
Sunbelt Securities
Texas
$22.8K -$22K -233 -48%
BA
67
Ballast Advisors
Minnesota
$21.9K +$22.8K +241 New
US Bancorp
68
US Bancorp
Minnesota
$21.1K
AssetMark Inc
69
AssetMark Inc
California
$20.5K -$29.8K -315 -58%
CPG
70
Cornerstone Planning Group
New Jersey
$13.7K
TRCT
71
Tower Research Capital (TRC)
New York
$12.7K
TWC
72
TD Waterhouse Canada
Ontario, Canada
$9.02K -$14.2K -150 -60%
CG
73
Cutler Group
California
$9K +$9.45K +100 New
Carson Wealth (CWM LLC)
74
Carson Wealth (CWM LLC)
Nebraska
$7K
IPW
75
Impact Partnership Wealth
Georgia
$6.83K

IAI Hedge Fund Activity: Q3 2023 in Review

83 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in iShares US Broker-Dealers & Securities Exchanges ETF (IAI) for Q3 2023, worth a combined $283M — down 21% from $359M a quarter earlier.

Fund positioning in IAI was balanced in Q3 2023: 10 funds opened new positions, 10 closed out, 16 added to existing stakes and 31 trimmed.

The largest buyer was Gradient Investments, adding an estimated $10.3M. The largest seller was Morgan Stanley, cutting an estimated $48.5M.

  • 83 institutional investors held iShares US Broker-Dealers & Securities Exchanges ETF (IAI) as of Q3 2023, down from 84 in Q2 2023.
  • Funds reported $283M of iShares US Broker-Dealers & Securities Exchanges ETF stock for Q3 2023, down 21% quarter-over-quarter.
  • 10 funds opened new iShares US Broker-Dealers & Securities Exchanges ETF positions in Q3 2023 and 10 closed out, a net change of 0 holders.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF buyer in Q3 2023 was Gradient Investments, an estimated $10.3M added.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF seller in Q3 2023 was Morgan Stanley, an estimated $48.5M sold.

Based on aggregated 13F filings for Q3 2023.