We are live on ! Find out more
IAI icon

iShares US Broker-Dealers & Securities Exchanges ETF
IAI

115 hedge funds and large institutions have $461M invested in iShares US Broker-Dealers & Securities Exchanges ETF in 2021 Q3 according to their latest regulatory filings, with 29 funds opening new positions, 48 increasing their positions, 23 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

314% more first-time investments, than exits

New positions opened: 29 | Existing positions closed: 7

109% more repeat investments, than reductions

Existing positions increased: 48 | Existing positions reduced: 23

22% more funds holding

Funds holding: 94 → 115 (+21)

6% less call options, than puts

Call options by funds: $2.21M | Put options by funds: $2.36M

3.09% less ownership

Funds ownership: 55.68% → 52.59% (-3.1%)

11% less capital invested

Capital invested by funds: $520M → $461M (-$58.9M)

Holders
115
Holders Change
+21
Holders Change %
+22.34%
% of All Funds
2.01%
Holding in Top 10
3
Holding in Top 10 Change
+3
Holding in Top 10 Change %
% of All Funds
0.05%
New
29
Increased
48
Reduced
23
Closed
7
Calls
$2.21M
Puts
$2.36M
Net Calls
-$144K
Net Calls Change
-$810K

Top Buyers

Rank Fund Capital Flow
1
AWM
Affinity Wealth Management
Delaware
+$21.6M
2
PS
Portfolio Strategies
New York
+$15.7M
3
LPL Financial
LPL Financial
California
+$8.85M
4
MIH
Meitav Investment House
Israel
+$7.13M
5
Wells Fargo
Wells Fargo
California
+$6.83M

Top Sellers

Rank Fund Capital Flow
1
AssetMark Inc
AssetMark Inc
California
-$162M
2
LJAC
L.J. Altfest & Co
New York
-$5.42M
3
ACP
Aveo Capital Partners
Colorado
-$4.33M
4
FTUS
Flow Traders U.S.
New York
-$4.01M
5
RJFSA
Raymond James Financial Services Advisors
Florida
-$3.32M
Name Holding Trade Value Shares
Change 		Change in
Stake
KAS
51
Kestra Advisory Services
Texas
$863K +$368K +3,496 +73%
KPWS
52
Kestra Private Wealth Services
Texas
$812K +$819K +7,776 New
SF
53
Synovus Financial
Georgia
$761K +$3.37K +32 +0.4%
CFA
54
Carroll Financial Associates
North Carolina
$756K -$38.8K -368 -5%
GCA
55
Genesee Capital Advisors
New York
$751K +$757K +7,191 New
FHA
56
Flagship Harbor Advisors
Massachusetts
$729K – – –
SMG
57
Spectrum Management Group
Indiana
$597K +$534K +5,074 +788%
CIBC World Market
58
CIBC World Market
Ontario, Canada
$594K +$599K +5,688 New
RVM
59
Robinson Value Management
Texas
$584K +$7.48K +71 +1%
Renaissance Technologies
60
Renaissance Technologies
New York
$574K +$579K +5,500 New
Cetera Investment Advisers
61
Cetera Investment Advisers
Illinois
$537K +$14.6K +139 +3%
CAG
62
Csenge Advisory Group
Florida
$528K -$996K -9,462 -66%
CA
63
Cetera Advisors
Colorado
$524K +$281K +2,671 +114%
RAM
64
Riggs Asset Management
Pennsylvania
$478K -$8K -76 -2%
DC
65
Davenport & Co
Virginia
$467K +$24.2K +230 +5%
AWM
66
Avitas Wealth Management
California
$430K -$4.63K -44 -1%
CPC
67
Cookson Peirce & Co
Pennsylvania
$424K +$3.16K +30 +0.7%
AFWM
68
AMJ Financial Wealth Management
Virginia
$407K +$411K +3,902 New
APA
69
American Portfolios Advisors
New York
$405K +$333K +3,158 +440%
Fisher Asset Management
70
Fisher Asset Management
Washington
$377K +$70.1K +666 +23%
Janney Montgomery Scott
71
Janney Montgomery Scott
Pennsylvania
$359K +$31.6K +300 +10%
KA
72
Kovack Advisors
Florida
$358K +$9.27K +88 +3%
LJAC
73
L.J. Altfest & Co
New York
$340K -$5.42M -51,453 -94%
AWCI
74
Alpine Woods Capital Investors
New York
$313K – – –
SSCA
75
South Shore Capital Advisors
Massachusetts
$313K +$316K +3,000 New
1 2
3
4 5

IAI Hedge Fund Activity: Q3 2021 in Review

115 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in iShares US Broker-Dealers & Securities Exchanges ETF (IAI) for Q3 2021, worth a combined $461M — down 11% from $520M a quarter earlier.

Buyers outnumbered sellers: 29 funds opened new IAI positions and 7 closed out — a net gain of 22 holders — while 48 added to existing stakes and 23 trimmed.

The largest buyer was Affinity Wealth Management, opening a new position worth an estimated $21.6M. The largest seller was AssetMark Inc, cutting an estimated $162M.

  • 115 institutional investors held iShares US Broker-Dealers & Securities Exchanges ETF (IAI) as of Q3 2021, up from 94 in Q2 2021.
  • Funds reported $461M of iShares US Broker-Dealers & Securities Exchanges ETF stock for Q3 2021, down 11% quarter-over-quarter.
  • 29 funds opened new iShares US Broker-Dealers & Securities Exchanges ETF positions in Q3 2021 and 7 closed out, a net change of +22 holders.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF buyer in Q3 2021 was Affinity Wealth Management, an estimated $21.6M added.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF seller in Q3 2021 was AssetMark Inc, an estimated $162M sold.

Based on aggregated 13F filings for Q3 2021.