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iShares US Broker-Dealers & Securities Exchanges ETF
IAI

94 hedge funds and large institutions have $520M invested in iShares US Broker-Dealers & Securities Exchanges ETF in 2021 Q2 according to their latest regulatory filings, with 34 funds opening new positions, 36 increasing their positions, 12 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

325% more capital invested

Capital invested by funds: $122M → $520M (+$397M)

283% more call options, than puts

Call options by funds: $901K | Put options by funds: $235K

240% more first-time investments, than exits

New positions opened: 34 | Existing positions closed: 10

200% more repeat investments, than reductions

Existing positions increased: 36 | Existing positions reduced: 12

34% more funds holding

Funds holding: 70 → 94 (+24)

11.08% more ownership

Funds ownership: 44.6% → 55.68% (+11%)

Holders
94
Holders Change
+24
Holders Change %
+34.29%
% of All Funds
1.64%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
34
Increased
36
Reduced
12
Closed
10
Calls
$901K
Puts
$235K
Net Calls
+$666K
Net Calls Change
+$214K

Top Buyers

Rank Fund Capital Flow
1
AssetMark Inc
AssetMark Inc
California
+$152M
2
Morgan Stanley
Morgan Stanley
New York
+$27.9M
3
Wells Fargo
Wells Fargo
California
+$18.8M
4
SFI
SPC Financial Inc
Maryland
+$18.3M
5
Osaic Holdings
Osaic Holdings
Arizona
+$15.2M

Top Sellers

Rank Fund Capital Flow
1
MIH
Meitav Investment House
Israel
-$15.3M
2
LPL Financial
LPL Financial
California
-$5.67M
3
Susquehanna International Group
Susquehanna International Group
Pennsylvania
-$4.42M
4
BCM
Barometer Capital Management
Ontario, Canada
-$1.12M
5
CM
Columbus Macro
Pennsylvania
-$775K
Name Holding Trade Value Shares
Change 		Change in
Stake
W
51
WealthOne
New York
$462K +$447K +4,529 New
DC
52
Davenport & Co
Virginia
$433K +$418K +4,239 New
AWM
53
Avitas Wealth Management
California
$425K +$5.62K +57 +1%
CPC
54
Cookson Peirce & Co
Pennsylvania
$412K +$104K +1,058 +36%
SCA
55
Snowden Capital Advisors
New York
$378K -$31.2K -316 -8%
KA
56
Kovack Advisors
Florida
$341K +$329K +3,339 New
Janney Montgomery Scott
57
Janney Montgomery Scott
Pennsylvania
$320K -$2.37K -24 -0.8%
AWCI
58
Alpine Woods Capital Investors
New York
$306K – – –
Fisher Asset Management
59
Fisher Asset Management
Washington
$300K -$12.7K -129 -4%
NFG
60
Next Financial Group
Texas
$271K +$2.17K +22 +0.8%
HI
61
Harbour Investments
Wisconsin
$268K +$160K +1,621 +162%
NWA
62
Navis Wealth Advisors
New York
$255K – – –
CIM
63
Corbyn Investment Management
Maryland
$249K +$240K +2,435 New
HWA
64
HCR Wealth Advisors
California
$247K +$7.7K +78 +3%
CA
65
Cetera Advisors
Colorado
$240K +$232K +2,349 New
Susquehanna International Group
66
Susquehanna International Group
Pennsylvania
$238K -$4.42M -44,783 -95%
IFG
67
Independent Financial Group
California
$230K +$222K +2,250 New
GEA
68
Glen Eagle Advisors
New Jersey
$214K -$285K -2,892 -58%
Qube Research & Technologies (QRT)
69
Qube Research & Technologies (QRT)
United Kingdom
$198K +$192K +1,941 New
Fidelity Investments
70
Fidelity Investments
Massachusetts
$188K -$7.1K -72 -4%
Barclays
71
Barclays
United Kingdom
$186K +$180K +1,826 New
CF
72
Centaurus Financial
California
$161K +$155K +1,574 New
BDWM
73
Brewin Dolphin Wealth Management
Ireland
$153K – – –
Simplex Trading
74
Simplex Trading
Illinois
$139K +$135K +1,366 New
AP
75
Advisors Preferred
Maryland
$136K +$131K +1,327 New
1 2
3
4 5

IAI Hedge Fund Activity: Q2 2021 in Review

94 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in iShares US Broker-Dealers & Securities Exchanges ETF (IAI) for Q2 2021, worth a combined $520M — up 325% from $122M a quarter earlier.

Buyers outnumbered sellers: 34 funds opened new IAI positions and 10 closed out — a net gain of 24 holders — while 36 added to existing stakes and 12 trimmed.

The largest buyer was AssetMark Inc, opening a new position worth an estimated $152M. The largest seller was Meitav Investment House, cutting an estimated $15.3M.

  • 94 institutional investors held iShares US Broker-Dealers & Securities Exchanges ETF (IAI) as of Q2 2021, up from 70 in Q1 2021.
  • Funds reported $520M of iShares US Broker-Dealers & Securities Exchanges ETF stock for Q2 2021, up 325% quarter-over-quarter.
  • 34 funds opened new iShares US Broker-Dealers & Securities Exchanges ETF positions in Q2 2021 and 10 closed out, a net change of +24 holders.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF buyer in Q2 2021 was AssetMark Inc, an estimated $152M added.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF seller in Q2 2021 was Meitav Investment House, an estimated $15.3M sold.

Based on aggregated 13F filings for Q2 2021.