iShares US Broker-Dealers & Securities Exchanges ETF
51 hedge funds and large institutions have $115M invested in iShares US Broker-Dealers & Securities Exchanges ETF in 2016 Q4 according to their latest regulatory filings, with 20 funds opening new positions, 17 increasing their positions, 8 reducing their positions, and 6 closing their positions.
233% more first-time investments, than exits
New positions opened: 20 | Existing positions closed: 6
152% more capital invested
Capital invested by funds: $45.5M → $115M (+$69.3M)
113% more repeat investments, than reductions
Existing positions increased: 17 | Existing positions reduced: 8
34% more funds holding
Funds holding: 38 → 51 (+13)
12.9% more ownership
Funds ownership: 46.56% → 59.46% (+13%)
100% less call options, than puts
Call options by funds: $1K | Put options by funds: $376K
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
DP
DSAM Partners
London,
United Kingdom
|
+$25M |
| 2 |
NCM
Niemann Capital Management
Stateline,
Nevada
|
+$7.4M |
| 3 |
Wells Fargo
San Francisco,
California
|
+$4.69M |
| 4 |
Envestnet Asset Management
Chicago,
Illinois
|
+$4.68M |
| 5 |
LPL Financial
San Diego,
California
|
+$4.3M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Goldman Sachs
New York
|
-$4.32M |
| 2 |
CWM
Concert Wealth Management
San Jose,
California
|
-$696K |
| 3 |
Creative Planning
Overland Park,
Kansas
|
-$499K |
| 4 |
CS
Credit Suisse
Zurich,
Switzerland
|
-$438K |
| 5 |
CCMG
Clark Capital Management Group
Philadelphia,
Pennsylvania
|
-$390K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
51
Goldman Sachs
New York
| – | -$4.32M | -103,903 | Closed |
|
|
CWM
52
Concert Wealth Management
San Jose,
California
| – | -$696K | -16,868 | Closed |
|
|
53
Creative Planning
Overland Park,
Kansas
| – | -$499K | -12,000 | Closed |
|
54
HighTower Advisors
Chicago,
Illinois
| – | -$206K | -4,983 | Closed |
|
|
ADL
55
Asset Dedication LLC
San Francisco,
California
| – | -$22K | -538 | Closed |
|
56
Mariner
Overland Park,
Kansas
| – | -$14K | -343 | Closed |
|
IAI Hedge Fund Activity: Q4 2016 in Review
51 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in iShares US Broker-Dealers & Securities Exchanges ETF (IAI) for Q4 2016, worth a combined $115M — up 152% from $45.5M a quarter earlier.
Buyers outnumbered sellers: 20 funds opened new IAI positions and 6 closed out — a net gain of 14 holders — while 17 added to existing stakes and 8 trimmed.
The largest buyer was DSAM Partners, opening a new position worth an estimated $25M. The largest seller was Goldman Sachs, exiting entirely with an estimated $4.32M sold.
- 51 institutional investors held iShares US Broker-Dealers & Securities Exchanges ETF (IAI) as of Q4 2016, up from 38 in Q3 2016.
- Funds reported $115M of iShares US Broker-Dealers & Securities Exchanges ETF stock for Q4 2016, up 152% quarter-over-quarter.
- 20 funds opened new iShares US Broker-Dealers & Securities Exchanges ETF positions in Q4 2016 and 6 closed out, a net change of +14 holders.
- The largest iShares US Broker-Dealers & Securities Exchanges ETF buyer in Q4 2016 was DSAM Partners, an estimated $25M added.
- The largest iShares US Broker-Dealers & Securities Exchanges ETF seller in Q4 2016 was Goldman Sachs, an estimated $4.32M sold.
Based on aggregated 13F filings for Q4 2016.