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iShares US Broker-Dealers & Securities Exchanges ETF

83 hedge funds and large institutions have $283M invested in iShares US Broker-Dealers & Securities Exchanges ETF in 2023 Q3 according to their latest regulatory filings, with 10 funds opening new positions, 16 increasing their positions, 31 reducing their positions, and 10 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 12 (+1)

0% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 10

1% less funds holding

Funds holding: 8483 (-1)

9.68% less ownership

Funds ownership: 85.06%75.38% (-9.7%)

21% less capital invested

Capital invested by funds: $359M → $283M (-$76.4M)

48% less repeat investments, than reductions

Existing positions increased: 16 | Existing positions reduced: 31

87% less call options, than puts

Call options by funds: $46K | Put options by funds: $364K

Holders
83
Holders Change
-1
Holders Change %
-1.19%
% of All Funds
1.32%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.03%
New
10
Increased
16
Reduced
31
Closed
10
Calls
$46K
Puts
$364K
Net Calls
-$318K
Net Calls Change
+$3.08M
Name Holding Trade Value Shares
Change
Change in
Stake
Stifel Financial
26
Stifel Financial
Missouri
$1.07M -$6.43M -67,979 -85%
LJAC
27
L.J. Altfest & Co
New York
$1.06M -$853K -9,026 -44%
MML Investors Services
28
MML Investors Services
Massachusetts
$1.01M +$116K +1,229 +12%
SFI
29
SPC Financial Inc
Maryland
$752K -$16.8M -177,294 -96%
CI
30
CX Institutional
Indiana
$741K -$455K -4,813 -37%
SF
31
Synovus Financial
Georgia
$689K -$95 -1 -0%
CAN
32
Cetera Advisor Networks
California
$675K -$415K -4,390 -37%
BCI
33
Brinker Capital Investments
Pennsylvania
$637K
OPS
34
Orion Portfolio Solutions
Nebraska
$637K
AR
35
Apeiron RIA
Texas
$601K
OC
36
Oppenheimer & Co
New York
$589K +$90.5K +957 +17%
Commonwealth Equity Services
37
Commonwealth Equity Services
Massachusetts
$533K -$187K -1,974 -25%
RJFSA
38
Raymond James Financial Services Advisors
Florida
$391K -$997K -10,545 -71%
AWM
39
Avitas Wealth Management
California
$383K +$136K +1,442 +52%
MMH
40
Menora Mivtachim Holdings
Israel
$319K +$331K +3,500 New
AWCI
41
Alpine Woods Capital Investors
New York
$273K
GCP
42
GSA Capital Partners
United Kingdom
$271K -$117K -1,234 -29%
RJA
43
Raymond James & Associates
Florida
$265K -$8.04K -85 -3%
CF
44
Centaurus Financial
California
$254K -$130K -1,378 -33%
NWA
45
Navis Wealth Advisors
New York
$228K
RWS
46
Resolute Wealth Strategies
Mississippi
$225K
SF
47
Summit Financial
New Jersey
$218K -$5.67K -60 -2%
GCM
48
Gunderson Capital Management
South Carolina
$210K -$4.16K -44 -2%
Cambridge Investment Research Advisors
49
Cambridge Investment Research Advisors
Iowa
$206K -$18.4K -195 -8%
HF
50
HRT Financial
New York
$206K +$214K +2,264 New

IAI Hedge Fund Activity: Q3 2023 in Review

83 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in iShares US Broker-Dealers & Securities Exchanges ETF (IAI) for Q3 2023, worth a combined $283M — down 21% from $359M a quarter earlier.

Fund positioning in IAI was balanced in Q3 2023: 10 funds opened new positions, 10 closed out, 16 added to existing stakes and 31 trimmed.

The largest buyer was Gradient Investments, adding an estimated $10.3M. The largest seller was Morgan Stanley, cutting an estimated $48.5M.

  • 83 institutional investors held iShares US Broker-Dealers & Securities Exchanges ETF (IAI) as of Q3 2023, down from 84 in Q2 2023.
  • Funds reported $283M of iShares US Broker-Dealers & Securities Exchanges ETF stock for Q3 2023, down 21% quarter-over-quarter.
  • 10 funds opened new iShares US Broker-Dealers & Securities Exchanges ETF positions in Q3 2023 and 10 closed out, a net change of 0 holders.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF buyer in Q3 2023 was Gradient Investments, an estimated $10.3M added.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF seller in Q3 2023 was Morgan Stanley, an estimated $48.5M sold.

Based on aggregated 13F filings for Q3 2023.