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iShares US Broker-Dealers & Securities Exchanges ETF
IAI

111 hedge funds and large institutions have $568M invested in iShares US Broker-Dealers & Securities Exchanges ETF in 2023 Q1 according to their latest regulatory filings, with 18 funds opening new positions, 33 increasing their positions, 51 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

33% more funds holding in top 10

Funds holding in top 10: 3 → 4 (+1)

3.83% more ownership

Funds ownership: 70.91% → 74.74% (+3.8%)

3% less capital invested

Capital invested by funds: $587M → $568M (-$19.7M)

3% less funds holding

Funds holding: 115 → 111 (-4)

14% less first-time investments, than exits

New positions opened: 18 | Existing positions closed: 21

35% less repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 51

100% less call options, than puts

Call options by funds: $27K | Put options by funds: $10.9M

Holders
111
Holders Change
-4
Holders Change %
-3.48%
% of All Funds
1.77%
Holding in Top 10
4
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+33.33%
% of All Funds
0.06%
New
18
Increased
33
Reduced
51
Closed
21
Calls
$27K
Puts
$10.9M
Net Calls
-$10.8M
Net Calls Change
-$10.6M

Top Buyers

Rank Fund Capital Flow
1
Fisher Asset Management
Fisher Asset Management
Washington
+$81.3M
2
KHLMVGHM
Kranot Hishtalmut Le Morim Ve Gananot Havera Menahelet
Israel
+$22.6M
3
MWM
MinichMacGregor Wealth Management
New York
+$8.34M
4
KHLMTHM
Kranot Hishtalmut Le Morim Tichoniim Havera Menahelet
Israel
+$8.19M
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
+$2.51M

Top Sellers

Rank Fund Capital Flow
1
Bank of Montreal
Bank of Montreal
Ontario, Canada
-$23.1M
2
MIH
Meitav Investment House
Israel
-$21M
3
AssetMark Inc
AssetMark Inc
California
-$17.7M
4
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$13.6M
5
CCMG
Clark Capital Management Group
Pennsylvania
-$8.71M
Name Holding Trade Value Shares
Change 		Change in
Stake
ACP
26
Aveo Capital Partners
Colorado
$3.56M +$1.06M +10,814 +39%
Jane Street
27
Jane Street
New York
$3.47M +$2.46M +24,960 +193%
MIG
28
McGuire Investment Group
Rhode Island
$3.39M -$99.7K -1,013 -3%
MM
29
Main Management
California
$3.17M – – –
CCA
30
Cottonwood Capital Advisors
Utah
$2.97M +$41.6K +423 +1%
YAVAPFMC
31
Yahav Achim Ve Achayot - Provident Funds Management Company
Israel
$2.81M +$1.63M +16,550 +113%
Goldman Sachs
32
Goldman Sachs
New York
$2.39M +$470K +4,775 +22%
SPIA
33
Steward Partners Investment Advisory
New York
$2.24M -$37.4K -380 -2%
AG
34
Ascent Group
Virginia
$2.08M -$147K -1,494 -6%
RJFSA
35
Raymond James Financial Services Advisors
Florida
$2.02M -$1.32M -13,372 -38%
CAN
36
Cetera Advisor Networks
California
$1.84M -$1.19M -12,077 -38%
CAG
37
Csenge Advisory Group
Florida
$1.71M -$282K -2,870 -13%
AI
38
Atria Investments
North Carolina
$1.47M +$50.1K +509 +3%
KWM
39
Kingsview Wealth Management
Oregon
$1.46M +$1.56M +15,898 New
CCG
40
Capital CS Group
California
$1.43M -$114K -1,156 -7%
GDP
41
Great Diamond Partners
Maine
$1.21M +$200K +2,028 +18%
Mariner
42
Mariner
Kansas
$1.13M +$184K +1,874 +18%
HF
43
HRT Financial
New York
$1.04M +$1.12M +11,367 New
GCP
44
GSA Capital Partners
United Kingdom
$1.01M +$1.09M +11,028 New
BCM
45
Beaumont Capital Management
Massachusetts
$953K -$2.53M -25,696 -71%
Citadel Advisors
46
Citadel Advisors
Florida
$950K -$1.24M -12,601 -55%
Baird Financial Group
47
Baird Financial Group
Wisconsin
$927K +$996K +10,121 New
OC
48
Oppenheimer & Co
New York
$919K +$987K +10,025 New
RJA
49
Raymond James & Associates
Florida
$848K -$150K -1,525 -14%
SCA
50
Southern Capital Advisors
Tennessee
$797K -$187K -1,899 -18%
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IAI Hedge Fund Activity: Q1 2023 in Review

111 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in iShares US Broker-Dealers & Securities Exchanges ETF (IAI) for Q1 2023, worth a combined $568M — down 3.4% from $587M a quarter earlier.

Sellers outnumbered buyers: 21 funds closed out of IAI and 18 opened new positions — a net loss of 3 holders — while 51 trimmed existing stakes and 33 added.

The largest buyer was Fisher Asset Management, adding an estimated $81.3M. The largest seller was Bank of Montreal, exiting entirely with an estimated $23.1M sold.

  • 111 institutional investors held iShares US Broker-Dealers & Securities Exchanges ETF (IAI) as of Q1 2023, down from 115 in Q4 2022.
  • Funds reported $568M of iShares US Broker-Dealers & Securities Exchanges ETF stock for Q1 2023, down 3.4% quarter-over-quarter.
  • 18 funds opened new iShares US Broker-Dealers & Securities Exchanges ETF positions in Q1 2023 and 21 closed out, a net change of -3 holders.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF buyer in Q1 2023 was Fisher Asset Management, an estimated $81.3M added.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF seller in Q1 2023 was Bank of Montreal, an estimated $23.1M sold.

Based on aggregated 13F filings for Q1 2023.