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iShares US Broker-Dealers & Securities Exchanges ETF
IAI

122 hedge funds and large institutions have $550M invested in iShares US Broker-Dealers & Securities Exchanges ETF in 2021 Q4 according to their latest regulatory filings, with 28 funds opening new positions, 47 increasing their positions, 33 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more funds holding in top 10

Funds holding in top 10: 3 → 5 (+2)

42% more repeat investments, than reductions

Existing positions increased: 47 | Existing positions reduced: 33

33% more first-time investments, than exits

New positions opened: 28 | Existing positions closed: 21

19% more capital invested

Capital invested by funds: $461M → $550M (+$89.6M)

17% more call options, than puts

Call options by funds: $1.94M | Put options by funds: $1.66M

6% more funds holding

Funds holding: 115 → 122 (+7)

3.38% more ownership

Funds ownership: 52.59% → 55.96% (+3.4%)

Holders
122
Holders Change
+7
Holders Change %
+6.09%
% of All Funds
1.88%
Holding in Top 10
5
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+66.67%
% of All Funds
0.08%
New
28
Increased
47
Reduced
33
Closed
21
Calls
$1.94M
Puts
$1.66M
Net Calls
+$275K
Net Calls Change
+$419K

Top Buyers

Rank Fund Capital Flow
1
MIH
Meitav Investment House
Israel
+$27.4M
2
BBA
Braun-Bostich & Associates
Pennsylvania
+$23.5M
3
EF
Empowered Funds
Pennsylvania
+$14.7M
4
RWA
Redhawk Wealth Advisors
Minnesota
+$6.39M
5
FEM
Fulcrum Equity Management
Texas
+$4.01M

Top Sellers

Rank Fund Capital Flow
1
CCMG
Clark Capital Management Group
Pennsylvania
-$11.6M
2
LPL Financial
LPL Financial
California
-$8.75M
3
Envestnet Asset Management
Envestnet Asset Management
Illinois
-$7.13M
4
RWP
RWA Wealth Partners
Massachusetts
-$6.06M
5
QAM
Q3 Asset Management
Michigan
-$5.53M
Name Holding Trade Value Shares
Change 		Change in
Stake
CCA
26
Cadent Capital Advisors
Oklahoma
$4.81M +$52.2K +470 +1%
Qube Research & Technologies (QRT)
27
Qube Research & Technologies (QRT)
United Kingdom
$4.74M -$807K -7,274 -14%
Envestnet Asset Management
28
Envestnet Asset Management
Illinois
$4.64M -$7.13M -64,278 -60%
Susquehanna International Group
29
Susquehanna International Group
Pennsylvania
$4.37M +$1.28M +11,512 +41%
SI
30
Stephens Inc
Arkansas
$4.22M +$47.9K +432 +1%
FEM
31
Fulcrum Equity Management
Texas
$3.98M +$4.01M +36,163 New
RAM
32
Riggs Asset Management
Pennsylvania
$3.85M +$3.37M +30,361 +663%
MM
33
Main Management
California
$3.81M – – –
SPIA
34
Steward Partners Investment Advisory
New York
$3.81M +$1.47M +13,220 +62%
AIC
35
Ayalon Insurance Company
Israel
$2.96M – – –
AWM
36
AE Wealth Management
Kansas
$2.95M +$350K +3,154 +13%
SCA
37
Southern Capital Advisors
Tennessee
$2.87M +$2.89M +26,048 New
Truist Financial
38
Truist Financial
North Carolina
$2.81M +$418K +3,768 +17%
SG Americas Securities
39
SG Americas Securities
New York
$2.73M +$2.75M +24,800 New
RJA
40
Raymond James & Associates
Florida
$2.72M +$234K +2,113 +9%
LAM
41
L2 Asset Management
Massachusetts
$2.59M +$2.61M +23,481 New
WDL
42
Well Done LLC
Michigan
$2.09M +$284K +2,561 +16%
CCA
43
Cottonwood Capital Advisors
Utah
$1.88M +$1.89M +17,031 New
APA
44
American Portfolios Advisors
New York
$1.8M +$1.38M +12,438 +321%
TFA
45
Teamwork Financial Advisors
Texas
$1.78M +$29.2K +263 +2%
SMG
46
Spectrum Management Group
Indiana
$1.7M +$1.08M +9,705 +170%
YAVAPFMC
47
Yahav Achim Ve Achayot - Provident Funds Management Company
Israel
$1.62M – – –
OC
48
Oppenheimer & Co
New York
$1.6M +$1.62M +14,555 New
CAG
49
Csenge Advisory Group
Florida
$1.48M +$1.05M +9,462 +190%
HighTower Advisors
50
HighTower Advisors
Illinois
$1.44M +$74.8K +674 +5%
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IAI Hedge Fund Activity: Q4 2021 in Review

122 of the 6,498 institutional investors tracked by Wall St. Rank reported a position in iShares US Broker-Dealers & Securities Exchanges ETF (IAI) for Q4 2021, worth a combined $550M — up 19% from $461M a quarter earlier.

Buyers outnumbered sellers: 28 funds opened new IAI positions and 21 closed out — a net gain of 7 holders — while 47 added to existing stakes and 33 trimmed.

The largest buyer was Meitav Investment House, adding an estimated $27.4M. The largest seller was Clark Capital Management Group, exiting entirely with an estimated $11.6M sold.

  • 122 institutional investors held iShares US Broker-Dealers & Securities Exchanges ETF (IAI) as of Q4 2021, up from 115 in Q3 2021.
  • Funds reported $550M of iShares US Broker-Dealers & Securities Exchanges ETF stock for Q4 2021, up 19% quarter-over-quarter.
  • 28 funds opened new iShares US Broker-Dealers & Securities Exchanges ETF positions in Q4 2021 and 21 closed out, a net change of +7 holders.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF buyer in Q4 2021 was Meitav Investment House, an estimated $27.4M added.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF seller in Q4 2021 was Clark Capital Management Group, an estimated $11.6M sold.

Based on aggregated 13F filings for Q4 2021.