We are live on ! Find out more
IAI icon

iShares US Broker-Dealers & Securities Exchanges ETF
IAI

115 hedge funds and large institutions have $461M invested in iShares US Broker-Dealers & Securities Exchanges ETF in 2021 Q3 according to their latest regulatory filings, with 29 funds opening new positions, 48 increasing their positions, 23 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

314% more first-time investments, than exits

New positions opened: 29 | Existing positions closed: 7

109% more repeat investments, than reductions

Existing positions increased: 48 | Existing positions reduced: 23

22% more funds holding

Funds holding: 94 → 115 (+21)

6% less call options, than puts

Call options by funds: $2.21M | Put options by funds: $2.36M

3.09% less ownership

Funds ownership: 55.68% → 52.59% (-3.1%)

11% less capital invested

Capital invested by funds: $520M → $461M (-$58.9M)

Holders
115
Holders Change
+21
Holders Change %
+22.34%
% of All Funds
2.01%
Holding in Top 10
3
Holding in Top 10 Change
+3
Holding in Top 10 Change %
% of All Funds
0.05%
New
29
Increased
48
Reduced
23
Closed
7
Calls
$2.21M
Puts
$2.36M
Net Calls
-$144K
Net Calls Change
-$810K

Top Buyers

Rank Fund Capital Flow
1
AWM
Affinity Wealth Management
Delaware
+$21.6M
2
PS
Portfolio Strategies
New York
+$15.7M
3
LPL Financial
LPL Financial
California
+$8.85M
4
MIH
Meitav Investment House
Israel
+$7.13M
5
Wells Fargo
Wells Fargo
California
+$6.83M

Top Sellers

Rank Fund Capital Flow
1
AssetMark Inc
AssetMark Inc
California
-$162M
2
LJAC
L.J. Altfest & Co
New York
-$5.42M
3
ACP
Aveo Capital Partners
Colorado
-$4.33M
4
FTUS
Flow Traders U.S.
New York
-$4.01M
5
RJFSA
Raymond James Financial Services Advisors
Florida
-$3.32M
Name Holding Trade Value Shares
Change 		Change in
Stake
CI
26
Cavalier Investments
Georgia
$4.69M +$866K +8,220 +22%
CCA
27
Cadent Capital Advisors
Oklahoma
$4.51M +$183K +1,735 +4%
SI
28
Stephens Inc
Arkansas
$3.95M +$102K +966 +3%
MM
29
Main Management
California
$3.61M – – –
SAS
30
SMI Advisory Services
Indiana
$3.3M +$3.32M +31,570 New
Barclays
31
Barclays
United Kingdom
$3.2M +$3.03M +28,792 +1,577%
Susquehanna International Group
32
Susquehanna International Group
Pennsylvania
$2.94M +$2.72M +25,821 +1,106%
AIC
33
Ayalon Insurance Company
Israel
$2.85M +$12.6K +120 +0.4%
AWM
34
AE Wealth Management
Kansas
$2.46M +$388K +3,681 +18%
RJA
35
Raymond James & Associates
Florida
$2.36M +$852K +8,087 +56%
Truist Financial
36
Truist Financial
North Carolina
$2.27M +$1.66M +15,778 +264%
SPIA
37
Steward Partners Investment Advisory
New York
$2.23M -$11.3K -107 -0.5%
WDL
38
Well Done LLC
Michigan
$1.71M +$134K +1,271 +8%
TFA
39
Teamwork Financial Advisors
Texas
$1.66M +$157K +1,493 +10%
HAS
40
HBW Advisory Services
California
$1.57M +$1.59M +15,087 New
YAVAPFMC
41
Yahav Achim Ve Achayot - Provident Funds Management Company
Israel
$1.53M +$1.54M +14,669 New
BCM
42
Barometer Capital Management
Ontario, Canada
$1.48M +$1.5M +14,200 New
HighTower Advisors
43
HighTower Advisors
Illinois
$1.29M -$392K -3,726 -23%
Bank of Montreal
44
Bank of Montreal
Ontario, Canada
$1.14M +$1.12M +10,628 New
AI
45
Atria Investments
North Carolina
$1.11M +$4.42K +42 +0.4%
WB
46
WesBanco Bank
West Virginia
$1.08M +$1.09M +10,329 New
HI
47
Harbour Investments
Wisconsin
$1.04M +$778K +7,388 +282%
Cambridge Investment Research Advisors
48
Cambridge Investment Research Advisors
Iowa
$964K +$56K +532 +6%
GDP
49
Great Diamond Partners
Maine
$936K +$945K +8,971 New
LG
50
Leuthold Group
Minnesota
$895K +$2.84K +27 +0.3%
1
2
3 4 5

IAI Hedge Fund Activity: Q3 2021 in Review

115 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in iShares US Broker-Dealers & Securities Exchanges ETF (IAI) for Q3 2021, worth a combined $461M — down 11% from $520M a quarter earlier.

Buyers outnumbered sellers: 29 funds opened new IAI positions and 7 closed out — a net gain of 22 holders — while 48 added to existing stakes and 23 trimmed.

The largest buyer was Affinity Wealth Management, opening a new position worth an estimated $21.6M. The largest seller was AssetMark Inc, cutting an estimated $162M.

  • 115 institutional investors held iShares US Broker-Dealers & Securities Exchanges ETF (IAI) as of Q3 2021, up from 94 in Q2 2021.
  • Funds reported $461M of iShares US Broker-Dealers & Securities Exchanges ETF stock for Q3 2021, down 11% quarter-over-quarter.
  • 29 funds opened new iShares US Broker-Dealers & Securities Exchanges ETF positions in Q3 2021 and 7 closed out, a net change of +22 holders.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF buyer in Q3 2021 was Affinity Wealth Management, an estimated $21.6M added.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF seller in Q3 2021 was AssetMark Inc, an estimated $162M sold.

Based on aggregated 13F filings for Q3 2021.