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iShares US Broker-Dealers & Securities Exchanges ETF
IAI

57 hedge funds and large institutions have $88.7M invested in iShares US Broker-Dealers & Securities Exchanges ETF in 2020 Q4 according to their latest regulatory filings, with 16 funds opening new positions, 14 increasing their positions, 16 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

220% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 5

118% more capital invested

Capital invested by funds: $40.6M → $88.7M (+$48.1M)

24% more funds holding

Funds holding: 46 → 57 (+11)

13.25% more ownership

Funds ownership: 41.13% → 54.38% (+13%)

13% less repeat investments, than reductions

Existing positions increased: 14 | Existing positions reduced: 16

Holders
57
Holders Change
+11
Holders Change %
+23.91%
% of All Funds
1.01%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
16
Increased
14
Reduced
16
Closed
5
Calls
$1.41M
Puts
–
Net Calls
+$1.41M
Net Calls Change
+$1.41M

Top Buyers

Rank Fund Capital Flow
1
MIH
Meitav Investment House
Israel
+$25.7M
2
CCMG
Clark Capital Management Group
Pennsylvania
+$1.77M
3
Citadel Advisors
Citadel Advisors
Florida
+$1.42M
4
BCM
Barometer Capital Management
Ontario, Canada
+$951K
5
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$761K

Top Sellers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
-$1.82M
2
Jane Street
Jane Street
New York
-$949K
3
AWCI
Alpine Woods Capital Investors
New York
-$524K
4
LPL Financial
LPL Financial
California
-$405K
5
TRCT
Tower Research Capital (TRC)
New York
-$187K
Name Holding Trade Value Shares
Change 		Change in
Stake
SCA
26
Snowden Capital Advisors
New York
$313K -$3.77K -54 -1%
Truist Financial
27
Truist Financial
North Carolina
$298K -$15.9K -227 -6%
Stifel Financial
28
Stifel Financial
Missouri
$290K +$255K +3,643 New
Koshinski Asset Management
29
Koshinski Asset Management
Illinois
$249K -$3.92K -56 -2%
Fisher Asset Management
30
Fisher Asset Management
Washington
$244K +$215K +3,070 New
AWCI
31
Alpine Woods Capital Investors
New York
$239K -$524K -7,500 -71%
Commonwealth Equity Services
32
Commonwealth Equity Services
Massachusetts
$234K -$19.4K -278 -9%
HWA
33
HCR Wealth Advisors
California
$230K +$5.24K +75 +3%
Goldman Sachs
34
Goldman Sachs
New York
$225K +$197K +2,824 New
Janney Montgomery Scott
35
Janney Montgomery Scott
Pennsylvania
$215K +$189K +2,708 New
NFG
36
Next Financial Group
Texas
$187K -$40K -572 -20%
MPCG
37
Matrix Private Capital Group
New York
$170K +$150K +2,142 New
BDWM
38
Brewin Dolphin Wealth Management
Ireland
$119K – – –
Fidelity Investments
39
Fidelity Investments
Massachusetts
$105K -$54.3K -776 -37%
SPIA
40
Steward Partners Investment Advisory
New York
$56K – – –
Osaic Holdings
41
Osaic Holdings
Arizona
$55K -$5.66K -81 -10%
Citigroup
42
Citigroup
New York
$54K -$14.6K -209 -23%
GRP
43
Global Retirement Partners
California
$24K +$11.8K +169 +128%
SFS
44
Sowell Financial Services
Arkansas
$16K -$19.2K -275 -58%
MCM
45
McMillion Capital Management
North Carolina
$15K +$13.3K +190 New
LGA
46
Lebenthal Global Advisors
New York
$15K +$14K +200 New
PAI
47
Pittenger & Anderson Inc
Nebraska
$14K – – –
BW
48
Bison Wealth
Georgia
$11K – – –
S
49
SignatureFD
Georgia
$10K – – –
ASN
50
Advisory Services Network
Georgia
$9K -$4.13K -59 -35%
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IAI Hedge Fund Activity: Q4 2020 in Review

57 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in iShares US Broker-Dealers & Securities Exchanges ETF (IAI) for Q4 2020, worth a combined $88.7M — up 118% from $40.6M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new IAI positions and 5 closed out — a net gain of 11 holders — while 14 added to existing stakes and 16 trimmed.

The largest buyer was Meitav Investment House, adding an estimated $25.7M. The largest seller was Morgan Stanley, cutting an estimated $1.82M.

  • 57 institutional investors held iShares US Broker-Dealers & Securities Exchanges ETF (IAI) as of Q4 2020, up from 46 in Q3 2020.
  • Funds reported $88.7M of iShares US Broker-Dealers & Securities Exchanges ETF stock for Q4 2020, up 118% quarter-over-quarter.
  • 16 funds opened new iShares US Broker-Dealers & Securities Exchanges ETF positions in Q4 2020 and 5 closed out, a net change of +11 holders.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF buyer in Q4 2020 was Meitav Investment House, an estimated $25.7M added.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF seller in Q4 2020 was Morgan Stanley, an estimated $1.82M sold.

Based on aggregated 13F filings for Q4 2020.