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iShares US Broker-Dealers & Securities Exchanges ETF

46 hedge funds and large institutions have $40.6M invested in iShares US Broker-Dealers & Securities Exchanges ETF in 2020 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 11 increasing their positions, 17 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

60% more first-time investments, than exits

New positions opened: 8 | Existing positions closed: 5

7% more funds holding

Funds holding: 4346 (+3)

2.55% less ownership

Funds ownership: 43.68%41.13% (-2.5%)

11% less capital invested

Capital invested by funds: $45.7M → $40.6M (-$5.14M)

35% less repeat investments, than reductions

Existing positions increased: 11 | Existing positions reduced: 17

Holders
46
Holders Change
+3
Holders Change %
+6.98%
% of All Funds
0.93%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
8
Increased
11
Reduced
17
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
TRCT
26
Tower Research Capital (TRC)
New York
$167K -$1.1M -17,637 -87%
CF
27
Centaurus Financial
California
$152K +$154K +2,459 New
Fidelity Investments
28
Fidelity Investments
Massachusetts
$130K +$16.5K +264 +14%
JP Morgan Chase
29
JP Morgan Chase
New York
$122K -$128K -2,050 -51%
BDWM
30
Brewin Dolphin Wealth Management
Ireland
$93K
Northwestern Mutual Wealth Management
31
Northwestern Mutual Wealth Management
Wisconsin
$79K +$79.1K +1,266 New
Citigroup
32
Citigroup
New York
$55K -$18.9K -303 -25%
Osaic Holdings
33
Osaic Holdings
Arizona
$48K
SPIA
34
Steward Partners Investment Advisory
New York
$43K
SFS
35
Sowell Financial Services
Arkansas
$29K -$15.6K -250 -34%
PAI
36
Pittenger & Anderson Inc
Nebraska
$11K
ASN
37
Advisory Services Network
Georgia
$10K +$10.5K +168 New
BW
38
Bison Wealth
Georgia
$9K
S
39
SignatureFD
Georgia
$8K +$62 +1 +0.8%
GRP
40
Global Retirement Partners
California
$8K +$2.87K +46 +53%
CAAS
41
Capital Asset Advisory Services
Michigan
$6K -$13.7K -220 -69%
Carson Wealth (CWM LLC)
42
Carson Wealth (CWM LLC)
Nebraska
$6K
AIP
43
Ameritas Investment Partners
Nebraska
$6K +$6.25K +100 New
KFS
44
Kelly Financial Services
Massachusetts
$2.33K +$62 +1 +3%
Koshinski Asset Management
45
Koshinski Asset Management
Illinois
$209 -$48.8K -782 -20%
Ameriprise
46
Ameriprise
Minnesota
-$213K -3,567 Closed
CAN
47
Cetera Advisor Networks
California
-$69K -1,153 Closed
PAG
48
Private Advisor Group
New Jersey
-$48K -800 Closed
1IA
49
1834 Investment Advisors
Wisconsin
-$7K -116 Closed
Simplex Trading
50
Simplex Trading
Illinois
-$3K -64 Closed

IAI Hedge Fund Activity: Q3 2020 in Review

46 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in iShares US Broker-Dealers & Securities Exchanges ETF (IAI) for Q3 2020, worth a combined $40.6M — down 11% from $45.7M a quarter earlier.

Buyers outnumbered sellers: 8 funds opened new IAI positions and 5 closed out — a net gain of 3 holders — while 11 added to existing stakes and 17 trimmed.

The largest buyer was Cavalier Investments, opening a new position worth an estimated $1.37M. The largest seller was Morgan Stanley, cutting an estimated $3.14M.

  • 46 institutional investors held iShares US Broker-Dealers & Securities Exchanges ETF (IAI) as of Q3 2020, up from 43 in Q2 2020.
  • Funds reported $40.6M of iShares US Broker-Dealers & Securities Exchanges ETF stock for Q3 2020, down 11% quarter-over-quarter.
  • 8 funds opened new iShares US Broker-Dealers & Securities Exchanges ETF positions in Q3 2020 and 5 closed out, a net change of +3 holders.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF buyer in Q3 2020 was Cavalier Investments, an estimated $1.37M added.
  • The largest iShares US Broker-Dealers & Securities Exchanges ETF seller in Q3 2020 was Morgan Stanley, an estimated $3.14M sold.

Based on aggregated 13F filings for Q3 2020.